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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1
Melfa Wealth Management
Massachusetts
$1.9M +$1.79M +168,067 New
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$1.7M +$90.3K +8,457 +6%
UBS Group
3
UBS Group
Switzerland
$1.32M +$158K +14,802 +15%
GC
4
Guggenheim Capital
Illinois
$1.18M -$97.5K -9,134 -8%
SCM
5
Saba Capital Management
New York
$1.03M +$571K +53,487 +141%
MC
6
Matisse Capital
Oregon
$813K
Wells Fargo
7
Wells Fargo
California
$789K -$289K -27,062 -28%
AAM
8
Advisors Asset Management
Colorado
$770K -$407K -38,102 -36%
BI
9
Bulldog Investors
New Jersey
$670K -$291K -27,218 -31%
VCM
10
Vivaldi Capital Management
Illinois
$464K +$384 +36 +0.1%
EW
11
Evoke Wealth
California
$464K -$36K -3,374 -8%
Morgan Stanley
12
Morgan Stanley
New York
$422K +$50.3K +4,711 +14%
LSC
13
Logan Stone Capital
Illinois
$275K -$47.8K -4,477 -16%
FFA
14
First Foundation Advisors
California
$187K -$17.5K -1,638 -9%
WS
15
Wedbush Securities
California
$131K
Bank of America
16
Bank of America
North Carolina
$90.4K
HCM
17
Hollencrest Capital Management
California
$25.3K +$23.9K +2,240 New
VanEck Associates
18
VanEck Associates
New York
$22K -$3.78K -354 -15%
EE
19
EWG Elevate
California
$19.7K +$18.6K +1,744 New
TRCT
20
Tower Research Capital (TRC)
New York
$1K -$2.13K -200 -67%
PAG
21
Private Advisor Group
New Jersey
$139
RCM
22
Rivernorth Capital Management
Florida
-$893K -85,044 Closed
KIM
23
Karpus Investment Management
New York
-$280K -26,638 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
-$13K -1,200 Closed
TIM
25
Tortoise Investment Management
New York
-$4K -370 Closed