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NBW
Neuberger Berman California Municipal Fund Inc.
Delisted
NBW was delisted on the 20th of October, 2023.
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Invesco
Atlanta,
Georgia
| $4.6M | +$371K | +22,008 | +9% |
|
|
GC
2
Guggenheim Capital
Chicago,
Illinois
| $2.47M | +$655K | +38,863 | +36% |
|
3
UBS Group
Zurich,
Switzerland
| $1.06M | -$109K | -6,459 | -9% |
|
4
Morgan Stanley
New York
| $1.02M | +$13K | +773 | +1% |
|
5
LPL Financial
San Diego,
California
| $641K | +$217K | +12,850 | +49% |
|
|
IC
6
Intersect Capital
San Ramon,
California
| $400K | -$474K | -28,103 | -54% |
|
7
Wells Fargo
San Francisco,
California
| $373K | -$4.05K | -240 | -1% |
|
8
Bank of America
Charlotte,
North Carolina
| $256K | -$15.2K | -900 | -6% |
|
|
ICOA
9
Investment Centers of America
Bismarck,
North Dakota
| $243K | – | – | – |
|
|
PWM
10
Perigon Wealth Management
San Francisco,
California
| $170K | +$169K | +10,000 | New |
|
|
IA
11
IFP Advisors
Tampa,
Florida
| $34K | – | – | – |
|
|
DADC
12
D.A. Davidson & Co
Great Falls,
Montana
| $13K | – | – | – |
|
|
WP
13
WealthSource Partners
San Luis Obispo,
California
| – | -$163K | -10,000 | Closed |
|
|
TRCT
14
Tower Research Capital (TRC)
New York
| – | -$2K | -100 | Closed |
|