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NBW
Neuberger Berman California Municipal Fund Inc.
Delisted
NBW was delisted on the 20th of October, 2023.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Invesco
Atlanta,
Georgia
| $3.56M | +$86.7K | +5,387 | +3% |
|
| 2 |
GC
2
Guggenheim Capital
Chicago,
Illinois
| $1.38M | +$273K | +16,955 | +25% |
|
| 3 |
3
UBS Group
Zurich,
Switzerland
| $1.23M | -$92.9K | -5,772 | -7% |
|
| 4 |
4
Morgan Stanley
New York
| $1.06M | +$424K | +26,347 | +68% |
|
| 5 |
IC
5
Intersect Capital
San Ramon,
California
| $846K | +$368K | +22,836 | +79% |
|
| 6 |
6
LPL Financial
San Diego,
California
| $464K | -$3.19K | -198 | -0.7% |
|
| 7 |
7
Wells Fargo
San Francisco,
California
| $377K | -$3.25K | -202 | -0.9% |
|
| 8 |
ICOA
8
Investment Centers of America
Bismarck,
North Dakota
| $235K | – | – | – |
|
| 9 |
9
Bank of America
Charlotte,
North Carolina
| $200K | +$6.55K | +407 | +3% |
|
| 10 |
WP
10
WealthSource Partners
San Luis Obispo,
California
| $164K | +$161K | +10,000 | New |
|
| 11 |
DADC
11
D.A. Davidson & Co
Great Falls,
Montana
| $13K | – | – | – |
|
| 12 |
TRCT
12
Tower Research Capital (TRC)
New York
| $8K | +$4.97K | +309 | +155% |
|
| 13 |
IA
13
IFP Advisors
Tampa,
Florida
| – | -$32K | -2,000 | Closed |
|