FNYS
NBW

First New York Securities’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

First New York Securities’s Portfolio NBW Stock Details NBW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-1,000
Closed -$16K – 482
2014
Q4 		$16K Buy
+1,000
New +$15.6K 0.03% 215

Other funds holding NBW

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IC
Intersect Capital San Ramon, California $331M AUM 6.79% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 15.54% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

First New York Securities's NBW Position: Q1 2015 in Review

First New York Securities sold out of Neuberger Berman California Municipal Fund Inc. (NBW) in Q1 2015, closing a stake of 1,000 shares — an estimated $16K sold.

First New York Securities first reported a position in NBW in Q4 2014 and held it in 1 quarter. The position peaked at $16K in Q4 2014. 11 funds tracked by Wall St. Rank hold NBW as of Q1 2015.

  • First New York Securities reported no remaining Neuberger Berman California Municipal Fund Inc. position as of Q1 2015 after selling out during the quarter.
  • First New York Securities sold 1,000 Neuberger Berman California Municipal Fund Inc. shares in Q1 2015, an estimated $16K.
  • First New York Securities first reported a position in Neuberger Berman California Municipal Fund Inc. in Q4 2014 and held it in 1 quarter.
  • First New York Securities's Neuberger Berman California Municipal Fund Inc. position peaked at $16K in Q4 2014.
  • 11 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q1 2015.

Based on First New York Securities's 13F filing for Q1 2015, filed 6 May 2015.