U
NBW

UBS’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

UBS’s Portfolio NBW Stock Details NBW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.1M Sell
137,487
-26,043
-16% -$397K ﹤0.01% 2871
2014
Q2 		$2.52M Buy
163,530
+13,869
+9% +$210K ﹤0.01% 2660
2014
Q1 		$2.22M Buy
149,661
+53,177
+55% +$778K ﹤0.01% 2676
2013
Q4 		$1.34M Buy
96,484
+30,311
+46% +$425K ﹤0.01% 3222
2013
Q3 		$966K Buy
66,173
+10,273
+18% +$145K ﹤0.01% 3381
2013
Q2 		$812K Buy
+55,900
New +$867K ﹤0.01% 3567

Other funds holding NBW

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $92.6M AUM 41.64% 1-Year Est. Return

UBS's NBW Position: Q3 2014 in Review

UBS reduced its Neuberger Berman California Municipal Fund Inc. (NBW) stake by 16% in Q3 2014, selling an estimated $397K and leaving 137,487 shares worth $2.1M. The position accounts for ﹤0.01% of the portfolio, ranked #2871.

UBS first reported a position in NBW in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.52M in Q2 2014. 10 funds tracked by Wall St. Rank hold NBW as of Q3 2014.

  • UBS held 137,487 shares of Neuberger Berman California Municipal Fund Inc. worth $2.1M as of Q3 2014.
  • UBS sold 26,043 Neuberger Berman California Municipal Fund Inc. shares in Q3 2014, an estimated $397K.
  • Neuberger Berman California Municipal Fund Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2871 holding.
  • UBS first reported a position in Neuberger Berman California Municipal Fund Inc. in Q2 2013 and has held it in 6 quarters since.
  • UBS's Neuberger Berman California Municipal Fund Inc. position peaked at $2.52M in Q2 2014.
  • 10 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.