GSC
NBW

Ground Swell Capital’s Neuberger Berman California Municipal Fund Inc. NBW Stock Holding History

Ground Swell Capital’s Portfolio NBW Stock Details NBW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$7K Buy
435
+35
+9% +$533 0.01% 1283
2014
Q2 		$6K Buy
+400
New +$6.06K 0.01% 1014

Other funds holding NBW

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 15.54% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ground Swell Capital's NBW Position: Q3 2014 in Review

Ground Swell Capital increased its Neuberger Berman California Municipal Fund Inc. (NBW) stake by 8.8% in Q3 2014, buying an estimated $533 and bringing the position to 435 shares worth $7K. The position accounts for 0.01% of the portfolio, ranked #1283.

Ground Swell Capital first reported a position in NBW in Q2 2014 and has held it in 2 quarters since. 10 funds tracked by Wall St. Rank hold NBW as of Q3 2014.

  • Ground Swell Capital held 435 shares of Neuberger Berman California Municipal Fund Inc. worth $7K as of Q3 2014.
  • Ground Swell Capital bought 35 Neuberger Berman California Municipal Fund Inc. shares in Q3 2014, an estimated $533.
  • Neuberger Berman California Municipal Fund Inc. made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1283 holding.
  • Ground Swell Capital first reported a position in Neuberger Berman California Municipal Fund Inc. in Q2 2014 and has held it in 2 quarters since.
  • 10 funds tracked by Wall St. Rank held Neuberger Berman California Municipal Fund Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.