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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

222 hedge funds and large institutions have $1.89B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

17% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 30

1% more funds holding

Funds holding: 220222 (+2)

7% less capital invested

Capital invested by funds: $2.04B → $1.89B (-$153M)

7.91% less ownership

Funds ownership: 52.16%44.25% (-7.9%)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
222
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
5.92%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.64%
New
35
Increased
60
Reduced
85
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCA
151
Harbour Capital Advisors
Virginia
$509K -$57.9K -575 -10%
LCM
152
Leisure Capital Management
California
$496K
HK
153
Horizon Kinetics
New York
$486K
CAN
154
Cetera Advisor Networks
California
$472K -$6.33M -62,912 -93%
CB
155
Community Bank
New York
$471K
NB
156
Nicolet Bankshares
Wisconsin
$467K
OC
157
Oppenheimer & Co
New York
$460K +$460K +4,567 New
RCA
158
Rowland Carmichael Advisors
Arizona
$456K +$455K +4,521 New
AWM
159
Altavista Wealth Management
North Carolina
$448K
VFS
160
VSR Financial Services
Kansas
$441K -$127K -1,263 -22%
MC
161
Mathes Company
New York
$433K -$554K -5,500 -56%
BAM
162
Brave Asset Management
New Jersey
$433K -$40.3K -400 -9%
AA
163
Ancora Advisors
Ohio
$410K -$239K -2,372 -37%
CA
164
Capital Advantage
California
$399K
SC
165
SouthState Corp
Florida
$397K -$2.13M -21,197 -84%
WTC
166
WhitTier Trust Company
Nevada
$388K
NPC
167
National Planning Corporation
California
$325K -$393K -3,905 -55%
TFO
168
Tarbox Family Office
California
$310K
RC
169
RegentAtlantic Capital
New Jersey
$310K +$906 +9 +0.3%
SMH
170
Sanders Morris Harris
Texas
$310K +$310K +3,080 New
BC
171
Bartlett & Co
Ohio
$289K -$103K -1,025 -26%
IIC
172
Ironwood Investment Counsel
Arizona
$282K -$502K -4,984 -64%
GI
173
Glovista Investments
New Jersey
$282K -$252K -2,500 -47%
ICOA
174
Investment Centers of America
North Dakota
$268K -$431K -4,285 -62%
ACM
175
Avalon Capital Management
California
$252K -$201K -2,000 -44%

MINT Hedge Fund Activity: Q1 2016 in Review

222 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2016, worth a combined $1.89B — down 7.5% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 30 closed out — a net gain of 5 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $125M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $220M sold.

  • 222 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2016, up from 220 in Q4 2015.
  • Funds reported $1.89B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2016 and 30 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2016 was Fidelity Investments, an estimated $125M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2016 was RiverFront Investment Group, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2016.