Horizon Kinetics’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$486K	Hold	4,816	–	–	0.02%	245
2018 Q3	$490K	Hold	4,816	–	–	0.01%	272
2018 Q2	$489K	Hold	4,816	–	–	0.01%	268
2018 Q1	$489K	Hold	4,816	–	–	0.01%	275
2017 Q4	$489K	Hold	4,816	–	–	0.01%	271
2017 Q3	$490K	Hold	4,816	–	–	0.01%	272
2017 Q2	$490K	Hold	4,816	–	–	0.02%	287
2017 Q1	$490K	Hold	4,816	–	–	0.02%	284
2016 Q4	$488K	Hold	4,816	–	–	0.02%	279
2016 Q3	$489K	Hold	4,816	–	–	0.01%	292
2016 Q2	$487K	Hold	4,816	–	–	0.01%	309
2016 Q1	$486K	Hold	4,816	–	–	0.01%	408
2015 Q4	$485K	Hold	4,816	–	–	0.01%	400
2015 Q3	$486K	Hold	4,816	–	–	0.01%	386
2015 Q2	$487K	Hold	4,816	–	–	0.01%	405
2015 Q1	$487K	Sell	4,816 -598	-11%	-$60.5K	0.01%	411
2014 Q4	$547K	Sell	5,414 -527	-9%	-$53.4K	0.01%	400
2014 Q3	$602K	Sell	5,941 -1,000	-14%	-$101K	0.01%	391
2014 Q2	$704K	Sell	6,941 -42	-0.6%	-$4.26K	0.01%	391
2014 Q1	$707K	Buy	6,983 +989	+16%	+$100K	0.01%	391
2013 Q4	$608K	Buy	5,994 +1,324	+28%	+$134K	0.01%	305
2013 Q3	$473K	Buy	4,670 +2,175	+87%	+$220K	0.01%	314
2013 Q2	$253K	Buy	+2,495	New	+$253K	﹤0.01%	387