Horizon Kinetics’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Horizon Kinetics’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$486K	Hold	4,816	–	–	0.02%	245
2018 Q3	$490K	Hold	4,816	–	–	0.01%	272
2018 Q2	$489K	Hold	4,816	–	–	0.01%	268
2018 Q1	$489K	Hold	4,816	–	–	0.01%	275
2017 Q4	$489K	Hold	4,816	–	–	0.01%	271
2017 Q3	$490K	Hold	4,816	–	–	0.01%	272
2017 Q2	$490K	Hold	4,816	–	–	0.02%	287
2017 Q1	$490K	Hold	4,816	–	–	0.02%	284
2016 Q4	$488K	Hold	4,816	–	–	0.02%	279
2016 Q3	$489K	Hold	4,816	–	–	0.01%	292
2016 Q2	$487K	Hold	4,816	–	–	0.01%	309
2016 Q1	$486K	Hold	4,816	–	–	0.01%	408
2015 Q4	$485K	Hold	4,816	–	–	0.01%	400
2015 Q3	$486K	Hold	4,816	–	–	0.01%	386
2015 Q2	$487K	Hold	4,816	–	–	0.01%	405
2015 Q1	$487K	Sell	4,816 -598	-11%	-$60.5K	0.01%	411
2014 Q4	$547K	Sell	5,414 -527	-9%	-$53.4K	0.01%	400
2014 Q3	$602K	Sell	5,941 -1,000	-14%	-$101K	0.01%	391
2014 Q2	$704K	Sell	6,941 -42	-0.6%	-$4.26K	0.01%	391
2014 Q1	$707K	Buy	6,983 +989	+16%	+$100K	0.01%	391
2013 Q4	$608K	Buy	5,994 +1,324	+28%	+$134K	0.01%	305
2013 Q3	$473K	Buy	4,670 +2,175	+87%	+$220K	0.01%	314
2013 Q2	$253K	Buy	+2,495	New	+$253K	﹤0.01%	387

Other funds holding MINT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Homrich & Berg Atlanta, Georgia $4.47B AUM 22.61% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TTSTC

Texas Treasury Safekeeping Trust Company Austin, Texas $692M AUM 15.25% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $1.16B AUM 20.57% 1-Year Est. Return

Horizon Kinetics's MINT Position: Q4 2018 in Review

Horizon Kinetics held its PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) position steady in Q4 2018 at 4,816 shares worth $486K. The position accounts for 0.02% of the portfolio, ranked #245.

Horizon Kinetics first reported a position in MINT in Q2 2013 and has held it in 23 quarters since. The position peaked at $707K in Q1 2014. 472 funds tracked by Wall St. Rank hold MINT as of Q4 2018.

Horizon Kinetics held 4,816 shares of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $486K as of Q4 2018.
Horizon Kinetics left its PIMCO Enhanced Short Maturity Active Exchange-Traded Fund share count unchanged in Q4 2018.
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund made up 0.02% of Horizon Kinetics's portfolio in Q4 2018, its #245 holding.
Horizon Kinetics first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $707K in Q1 2014.
472 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.