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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72% → 52.16% (+3.4%)

2% more funds holding

Funds holding: 215 → 220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 20 → 19 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$143M
2
UBS Group
UBS Group
Switzerland
+$57M
3
RJA
Raymond James & Associates
Florida
+$47.9M
4
LPL Financial
LPL Financial
California
+$31.3M
5
BTS
BB&T Securities
Virginia
+$9.94M

Top Sellers

1
CC
Curian Capital
Colorado
-$133M
2
VKH
Virtu KCG Holdings
New York
-$44.9M
3
GC
Grimes & Company
Massachusetts
-$44.1M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.1M
5
TCM
Tuttle Capital Management
Connecticut
-$21.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
M&T Bank
126
M&T Bank
New York
$775K +$151K +1,502 +24%
OC
127
Oarsman Capital
Wisconsin
$753K +$110K +1,090 +17%
AB
128
AT Bancorp
Iowa
$718K – – –
NPC
129
National Planning Corporation
California
$717K +$466K +4,626 +185%
BHB
130
Bank Hapoalim BM
Israel
$711K -$18.6K -185 -3%
VKH
131
Virtu KCG Holdings
New York
$703K -$44.9M -445,048 -98%
Northwestern Mutual Wealth Management
132
Northwestern Mutual Wealth Management
Wisconsin
$701K +$299K +2,964 +74%
FHC
133
First Heartland Consultants
Missouri
$700K -$14.8K -147 -2%
ICOA
134
Investment Centers of America
North Dakota
$698K -$3.63K -36 -0.5%
PAG
135
Private Advisor Group
New Jersey
$689K +$71.6K +710 +12%
DC
136
Davenport & Co
Virginia
$684K – – –
PAS
137
Partnervest Advisory Services
California
$683K +$684K +6,790 New
AA
138
Ancora Advisors
Ohio
$648K – – –
FMP
139
Financial Management Professionals
Texas
$646K – – –
AIG
140
American International Group
New York
$630K -$5.22M -51,760 -89%
B
141
Bellecapital
Switzerland
$604K – – –
ATC
142
Argent Trust Co
Tennessee
$575K – – –
VFS
143
VSR Financial Services
Kansas
$567K -$3.43K -34 -0.6%
HCA
144
Harbour Capital Advisors
Virginia
$566K -$53.7K -533 -9%
GI
145
Glovista Investments
New Jersey
$533K – – –
SAM
146
Strategy Asset Managers
California
$503K – – –
LCM
147
Leisure Capital Management
California
$495K – – –
HK
148
Horizon Kinetics
New York
$485K – – –
BAM
149
Brave Asset Management
New Jersey
$473K – – –
CB
150
Community Bank
New York
$471K – – –
4 5
6
7 8

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.