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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72% → 52.16% (+3.4%)

2% more funds holding

Funds holding: 215 → 220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 20 → 19 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$143M
2
UBS Group
UBS Group
Switzerland
+$57M
3
RJA
Raymond James & Associates
Florida
+$47.9M
4
LPL Financial
LPL Financial
California
+$31.3M
5
BTS
BB&T Securities
Virginia
+$9.94M

Top Sellers

1
CC
Curian Capital
Colorado
-$133M
2
VKH
Virtu KCG Holdings
New York
-$44.9M
3
GC
Grimes & Company
Massachusetts
-$44.1M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.1M
5
TCM
Tuttle Capital Management
Connecticut
-$21.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
101
Canal Capital Management
Virginia
$1.5M -$122K -1,213 -8%
VAM
102
Verity Asset Management
North Carolina
$1.48M +$1.48M +14,670 New
Janus Henderson Group
103
Janus Henderson Group
United Kingdom
$1.45M – – –
Citigroup
104
Citigroup
New York
$1.37M +$798K +7,920 +138%
PWMAG
105
Pinnacle Wealth Management Advisory Group
New Jersey
$1.35M -$131K -1,300 -9%
CS
106
Credit Suisse
Switzerland
$1.35M -$131K -1,301 -9%
BFA
107
Beaumont Financial Advisors
Massachusetts
$1.34M -$26.7K -265 -2%
KeyBank National Association
108
KeyBank National Association
Ohio
$1.34M +$53.8K +534 +4%
ONB
109
Old National Bancorp
Indiana
$1.33M -$357K -3,539 -21%
AP
110
Advisors Preferred
Maryland
$1.3M -$211K -2,090 -14%
William Blair & Company
111
William Blair & Company
Illinois
$1.27M -$1.31K -13 -0.1%
FIM
112
Freedom Investment Management
Connecticut
$1.2M +$358K +3,548 +43%
SPC
113
Sigma Planning Corp
Michigan
$1.18M -$1.63M -16,127 -58%
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$1.05M +$255K +2,534 +32%
CAL
115
Capital Advisors Ltd
Ohio
$1.02M +$367K +3,644 +56%
MC
116
Mathes Company
New York
$986K -$504K -5,000 -34%
Bank of New York Mellon
117
Bank of New York Mellon
New York
$916K +$568K +5,635 +162%
DS
118
DRW Securities
Illinois
$907K -$796K -7,900 -47%
WPW
119
Waldron Private Wealth
Pennsylvania
$906K +$404K +4,012 +80%
WAM
120
Weatherly Asset Management
California
$897K +$899K +8,917 New
CA
121
Cetera Advisors
Colorado
$826K +$28.3K +281 +4%
FFA
122
First Foundation Advisors
California
$825K +$827K +8,203 New
ACM
123
Argentus Capital Management
Texas
$809K -$3.59M -35,614 -82%
PIM
124
Penobscot Investment Management
Massachusetts
$787K – – –
IIC
125
Ironwood Investment Counsel
Arizona
$783K -$214K -2,122 -21%
3 4
5
6 7

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.