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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 17 → 23 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37% → 57.28% (+5.9%)

3% more funds holding

Funds holding: 192 → 198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FSIM
F-Squared Investment Management
Massachusetts
+$146M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$76.1M
3
UCFA
United Capital Financial Advisors
Texas
+$75.8M
4
QA
Quantitative Advantage
Minnesota
+$32.8M
5
NYLIM
New York Life Investment Management
New York
+$21.1M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$20.5M
2
Allianz Asset Management
Allianz Asset Management
Germany
-$18.3M
3
CC
Curian Capital
Colorado
-$16.6M
4
Morgan Stanley
Morgan Stanley
New York
-$16.4M
5
HCM
Howland Capital Management
Massachusetts
-$13.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
76
Commonwealth Equity Services
Massachusetts
$2.06M -$3.28M -32,350 -61%
HighTower Advisors
77
HighTower Advisors
Illinois
$2.06M +$564K +5,567 +38%
BFA
78
Beaumont Financial Advisors
Massachusetts
$1.97M -$261K -2,572 -12%
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$1.96M -$348K -3,436 -15%
Cambridge Investment Research Advisors
80
Cambridge Investment Research Advisors
Iowa
$1.94M +$170K +1,681 +10%
LNC
81
Lincoln National Corp
Pennsylvania
$1.93M +$189K +1,865 +11%
NA
82
Nottingham Advisors
New York
$1.9M -$587K -5,800 -24%
SPC
83
Sigma Planning Corp
Michigan
$1.89M +$1.89M +18,654 New
Deutsche Bank
84
Deutsche Bank
Germany
$1.72M +$842K +8,315 +95%
Kayne Anderson Rudnick Investment Management
85
Kayne Anderson Rudnick Investment Management
California
$1.72M +$1.35M +13,300 +358%
AP
86
Advisors Preferred
Maryland
$1.67M +$1.67M +16,500 New
FAAS
87
First Allied Advisory Services
California
$1.53M -$59.2K -584 -4%
Janus Henderson Group
88
Janus Henderson Group
United Kingdom
$1.45M – – –
RCAG
89
Rehmann Capital Advisory Group
Michigan
$1.37M +$390K +3,854 +40%
JWM
90
Jacobus Wealth Management
Wisconsin
$1.32M +$809K +7,990 +158%
NEPWA
91
New England Private Wealth Advisors
Massachusetts
$1.31M -$2.08M -20,524 -61%
EIM
92
Emerson Investment Management
Massachusetts
$1.3M -$314K -3,100 -19%
CS
93
Credit Suisse
Switzerland
$1.26M -$719K -7,098 -36%
PIM
94
Penobscot Investment Management
Massachusetts
$1.2M +$1.2M +11,825 New
KeyBank National Association
95
KeyBank National Association
Ohio
$1.19M +$149K +1,470 +14%
DWM
96
Destination Wealth Management
California
$1.09M -$771K -7,612 -41%
TJHA
97
Thomas J. Herzfeld Advisors
Florida
$1.07M +$1.08M +10,629 New
VKH
98
Virtu KCG Holdings
New York
$1.02M -$4.37M -43,139 -81%
CAL
99
Capital Advisors Ltd
Ohio
$966K -$591K -5,832 -38%
BCMO
100
Buckingham Capital Management (Ohio)
Ohio
$955K -$1.34M -13,269 -58%
2 3
4
5 6

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.