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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

170 hedge funds and large institutions have $2.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 60 increasing their positions, 68 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 17

11% more funds holding in top 10

Funds holding in top 10: 1820 (+2)

7% more funds holding

Funds holding: 159170 (+11)

5% less capital invested

Capital invested by funds: $2.16B → $2.06B (-$101M)

1.39% less ownership

Funds ownership: 54.47%53.07% (-1.4%)

12% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 68

Holders
170
Holders Change
+11
Holders Change %
+6.92%
% of All Funds
4.93%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.58%
New
30
Increased
60
Reduced
68
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PI
76
Placemark Investments
Illinois
$2.21M -$109K -1,073 -5%
CA
77
Cetera Advisors
Colorado
$2.17M +$2.17M +21,384 New
SFT
78
Simmons First Trust
Arkansas
$2.13M +$2.13M +20,979 New
1IC
79
1919 Investment Counsel
Maryland
$2.04M +$237K +2,335 +13%
Cambridge Investment Research Advisors
80
Cambridge Investment Research Advisors
Iowa
$1.99M -$1.49M -14,664 -43%
VKH
81
Virtu KCG Holdings
New York
$1.9M -$2.4M -23,636 -56%
LIM
82
Leavell Investment Management
Alabama
$1.9M +$47.9K +472 +3%
IIC
83
Ironwood Investment Counsel
Arizona
$1.89M -$777K -7,663 -29%
DWM
84
Destination Wealth Management
California
$1.88M +$1.65M +16,294 +731%
CAL
85
Capital Advisors Ltd
Ohio
$1.85M +$1.85M +18,247 New
HighTower Advisors
86
HighTower Advisors
Illinois
$1.84M +$3.55K +35 +0.2%
Janus Henderson Group
87
Janus Henderson Group
United Kingdom
$1.84M -$1.43M -14,084 -44%
Susquehanna International Group
88
Susquehanna International Group
Pennsylvania
$1.79M -$35.3M -348,144 -95%
HCM
89
Harvest Capital Management
New Hampshire
$1.78M -$763K -7,518 -30%
CS
90
Credit Suisse
Switzerland
$1.7M -$182K -1,792 -10%
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
$1.49M +$323K +3,183 +28%
HCMT
92
Highland Capital Management (Tennessee)
Tennessee
$1.49M -$954K -9,402 -39%
RJA
93
Raymond James & Associates
Florida
$1.4M -$1.33M -13,129 -49%
PAG
94
Private Advisor Group
New Jersey
$1.37M +$1.37M +13,518 New
MFP
95
Mosaic Financial Partners
California
$1.29M
FAAS
96
First Allied Advisory Services
California
$1.13M -$2.1M -20,685 -65%
BPB
97
Badgley, Phelps & Bell
Washington
$1.11M +$91.8K +905 +9%
HCA
98
Harbour Capital Advisors
Virginia
$1.11M +$25.4K +250 +2%
TFO
99
Tarbox Family Office
California
$1.09M +$1.09M +10,775 New
MIS
100
Morningstar Investment Services
Illinois
$1.08M +$229K +2,262 +27%

MINT Hedge Fund Activity: Q4 2013 in Review

170 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2013, worth a combined $2.06B — down 4.7% from $2.16B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new MINT positions and 17 closed out — a net gain of 13 holders — while 60 added to existing stakes and 68 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $74M. The largest seller was Curian Capital, cutting an estimated $139M.

  • 170 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2013, up from 159 in Q3 2013.
  • Funds reported $2.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2013, down 4.7% quarter-over-quarter.
  • 30 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2013 and 17 closed out, a net change of +13 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $74M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2013 was Curian Capital, an estimated $139M sold.

Based on aggregated 13F filings for Q4 2013.