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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

215 hedge funds and large institutions have $2.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 84 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 16

42% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 59

13% more capital invested

Capital invested by funds: $1.86B → $2.1B (+$239M)

11% more funds holding in top 10

Funds holding in top 10: 1820 (+2)

8% more funds holding

Funds holding: 199215 (+16)

3.73% less ownership

Funds ownership: 52.45%48.72% (-3.7%)

Holders
215
Holders Change
+16
Holders Change %
+8.04%
% of All Funds
6%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.56%
New
34
Increased
84
Reduced
59
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$6.75M -$1.24M -12,255 -15%
WT
52
Whittier Trust
California
$6.43M -$353K -3,493 -5%
RFA
53
Reilly Financial Advisors
California
$5.92M +$5.94M +58,773 New
BTS
54
BB&T Securities
Virginia
$5.88M +$5.6M +55,361 +1,863%
AIG
55
American International Group
New York
$5.84M +$716K +7,085 +14%
TNBTD
56
Trustmark National Bank Trust Department
Mississippi
$5.7M +$467K +4,617 +9%
EWM
57
Evermay Wealth Management
Virginia
$5.62M +$91K +900 +2%
PCM
58
Parsons Capital Management
Rhode Island
$5.49M -$104K -1,027 -2%
PA
59
Pinnacle Associates
New York
$5.38M -$77.3K -765 -1%
SCA
60
STALEY CAPITAL ADVISERS
Pennsylvania
$5.32M -$25.3K -250 -0.5%
VA
61
Valmark Advisers
Ohio
$5.25M +$538K +5,321 +11%
FC
62
FCA Corp
Texas
$5.02M +$40.4K +400 +0.8%
CIBC World Market
63
CIBC World Market
Ontario, Canada
$4.86M +$3.29M +32,548 +207%
SCA
64
Strategic Capital Alternatives
United States
$4.78M +$4.36M +43,130 +994%
Stifel Financial
65
Stifel Financial
Missouri
$4.65M -$398K -3,939 -8%
ACM
66
Argentus Capital Management
Texas
$4.4M +$2.52M +24,943 +133%
RJFSA
67
Raymond James Financial Services Advisors
Florida
$4.33M +$4.35M +42,990 New
WF
68
WealthTrust Fairport
Ohio
$4.24M +$44.7K +442 +1%
SFT
69
Simmons First Trust
Arkansas
$4.21M +$80.1K +792 +2%
MFS
70
MSI Financial Services
Massachusetts
$4.15M +$871K +8,619 +26%
HighTower Advisors
71
HighTower Advisors
Illinois
$4.12M +$548K +5,417 +15%
TJHA
72
Thomas J. Herzfeld Advisors
Florida
$3.96M +$1.88M +18,607 +90%
AIM
73
Advantage Investment Management
Iowa
$3.77M +$3.6M +35,611 +1,969%
FAAS
74
First Allied Advisory Services
California
$3.7M +$1.54M +15,280 +71%
KPCM
75
Kings Point Capital Management
New York
$3.68M -$777K -7,690 -17%

MINT Hedge Fund Activity: Q3 2015 in Review

215 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2015, worth a combined $2.1B — up 13% from $1.86B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new MINT positions and 16 closed out — a net gain of 18 holders — while 84 added to existing stakes and 59 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $77.3M. The largest seller was WBI Investments, cutting an estimated $61.1M.

  • 215 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2015, up from 199 in Q2 2015.
  • Funds reported $2.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2015, up 13% quarter-over-quarter.
  • 34 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2015 and 16 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2015 was RiverFront Investment Group, an estimated $77.3M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2015 was WBI Investments, an estimated $61.1M sold.

Based on aggregated 13F filings for Q3 2015.