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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
51
Howland Capital Management
Massachusetts
$4.46M +$732K +7,219 +20%
AIG
52
American International Group
New York
$4.4M -$362K -3,574 -8%
WF
53
WealthTrust Fairport
Ohio
$4.37M +$1.89M +18,670 +76%
VKH
54
Virtu KCG Holdings
New York
$4.29M +$4.29M +42,361 New
HFS
55
HL Financial Services
Kentucky
$3.87M +$97.3K +960 +3%
NEPWA
56
New England Private Wealth Advisors
Massachusetts
$3.86M +$5.07K +50 +0.1%
MFS
57
MSI Financial Services
Massachusetts
$3.63M +$1.76M +17,410 +95%
KT
58
Kanaly Trust
Texas
$3.56M -$2.61M -25,715 -42%
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$3.48M +$1.15M +11,323 +49%
SCA
60
Salient Capital Advisors
Texas
$3.42M +$2.75M +27,137 +411%
CWM
61
Cabot Wealth Management
Massachusetts
$3.31M +$2.45M +24,180 +286%
Janus Henderson Group
62
Janus Henderson Group
United Kingdom
$3.27M
FAAS
63
First Allied Advisory Services
California
$3.22M +$2.69M +26,535 +506%
BEAM
64
Baker Ellis Asset Management
Washington
$3.22M +$50.8K +501 +2%
FC
65
FCA Corp
Texas
$3.13M +$99.3K +980 +3%
CFS
66
Community Financial System
New York
$3M -$456K -4,500 -13%
JIP
67
Jaffetilchin Investment Partners
Florida
$2.88M +$205K +2,025 +8%
RJA
68
Raymond James & Associates
Florida
$2.73M -$2.9M -28,657 -52%
IIC
69
Ironwood Investment Counsel
Arizona
$2.67M -$48.1K -475 -2%
B
70
Baird
Wisconsin
$2.66M -$431K -4,254 -14%
HCM
71
Harvest Capital Management
New Hampshire
$2.55M -$768K -7,575 -23%
JWM
72
Jacobus Wealth Management
Wisconsin
$2.5M +$423K +4,170 +20%
HCMT
73
Highland Capital Management (Tennessee)
Tennessee
$2.44M -$106K -1,045 -4%
KFS
74
KMS Financial Services
Washington
$2.41M -$2.24M -22,076 -48%
PAS
75
Partnervest Advisory Services
California
$2.39M -$498K -4,917 -17%

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.