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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72% → 52.16% (+3.4%)

2% more funds holding

Funds holding: 215 → 220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 20 → 19 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$143M
2
UBS Group
UBS Group
Switzerland
+$57M
3
RJA
Raymond James & Associates
Florida
+$47.9M
4
LPL Financial
LPL Financial
California
+$31.3M
5
BTS
BB&T Securities
Virginia
+$9.94M

Top Sellers

1
CC
Curian Capital
Colorado
-$133M
2
VKH
Virtu KCG Holdings
New York
-$44.9M
3
GC
Grimes & Company
Massachusetts
-$44.1M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.1M
5
TCM
Tuttle Capital Management
Connecticut
-$21.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
ST
226
Spinnaker Trust
Maine
– -$997K -9,895 Closed
FIG
227
Fusion Investment Group
Pennsylvania
– -$785K -7,796 Closed
JWM
228
Jackson Wealth Management
Florida
– -$776K -7,698 Closed
KA
229
Klingman & Associates
New York
– -$693K -6,879 Closed
CI
230
Clal Insurance
Israel
– -$528K -5,236 Closed
CMO
231
Covenant Multifamily Offices
Texas
– -$483K -4,799 Closed
PSI
232
Pinnacle Summer Investments
Virginia
– -$455K -4,520 Closed
NYLIM
233
New York Life Investment Management
New York
– -$430K -4,269 Closed
OC
234
Oppenheimer & Co
New York
– -$387K -3,845 Closed
CAM
235
Cidel Asset Management
Ontario, Canada
– -$339K -3,363 Closed
AFWA
236
Ancora Family Wealth Advisors
Ohio
– -$238K -2,360 Closed
BIAS
237
Beacon Investment Advisory Services
New Jersey
– -$231K -2,291 Closed
HFS
238
HL Financial Services
Kentucky
– -$208K -2,068 Closed
JA
239
JOYN Advisors
Georgia
– -$202K -2,000 Closed
Mirae Asset Global Investments
240
Mirae Asset Global Investments
South Korea
– -$202K -2,000 Closed
WA
241
WFG Advisors
Texas
– -$143K -1,424 Closed
SEIA
242
Signature Estate & Investment Advisors
California
– -$117K -1,163 Closed
CK
243
Carnick & Kubik
Colorado
– -$116K -1,150 Closed
WAMC
244
Western Asset Management Company
California
– -$88K -865 Closed
PTCG
245
Pring Turner Capital Group
California
– -$44K -437 Closed
EMA
246
Efficient Market Advisors
California
– -$16K -155 Closed
SSG
247
Summit Securities Group
New York
– -$10K -100 Closed
RCG
248
Ruggie Capital Group
Florida
– -$4K -38 Closed
GI
249
Gradient Investments
Minnesota
– -$2K -21 Closed
NMIS
250
Northwestern Mutual Investment Services
Wisconsin
– -$2K -20 Closed
6 7 8 9
10

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.