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First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund

80 hedge funds and large institutions have $211M invested in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 8180 (-1)

20% less capital invested

Capital invested by funds: $265M → $211M (-$54.3M)

22% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 37

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
2.23%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
9
Increased
29
Reduced
37
Closed
8
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$5K
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
51
Private Trust Company
Ohio
$348K
OC
52
Oppenheimer & Co
New York
$330K -$107K -5,514 -23%
UR
53
USCA RIA
Texas
$327K -$522K -26,810 -60%
PFS
54
Prospera Financial Services
Texas
$320K -$72.2K -3,708 -18%
SCM
55
Stonehearth Capital Management
Massachusetts
$301K +$319K +16,389 New
SWP
56
Stratos Wealth Partners
Ohio
$300K +$545 +28 +0.2%
Goldman Sachs
57
Goldman Sachs
New York
$290K -$136K -6,994 -31%
TSS
58
Two Sigma Securities
New York
$248K +$61.7K +3,170 +31%
KA
59
Kovack Advisors
Florida
$237K +$2.4K +123 +1%
HighTower Advisors
60
HighTower Advisors
Illinois
$234K -$1.47M -75,658 -85%
WEC
61
Winslow Evans & Crocker
Massachusetts
$232K -$19.4K -996 -7%
VKH
62
Virtu KCG Holdings
New York
$229K -$161K -8,287 -40%
FWM
63
Frontier Wealth Management
Missouri
$221K -$40.2K -2,064 -15%
Koshinski Asset Management
64
Koshinski Asset Management
Illinois
$213K +$207K +10,650 New
CAS
65
Cue Advisory Services
Arizona
$193K -$733K -37,640 -78%
WA
66
WFG Advisors
Texas
$138K +$7.26K +373 +5%
BFEC
67
Benjamin F. Edwards & Company
Missouri
$123K -$9.73K -500 -7%
TFA
68
Transamerica Financial Advisors
Florida
$74K
US Bancorp
69
US Bancorp
Minnesota
$46K +$11.2K +576 +30%
IWMPD
70
Integrated Wealth Management (Palm Desert)
California
$39K -$21.4K -1,100 -34%
SCA
71
Strategic Capital Alternatives
United States
$37K -$2.72M -139,889 -99%
HNB
72
Huntington National Bank
Ohio
$24K
BCM
73
Brookstone Capital Management
Illinois
$24K +$24.9K +1,280 New
CK
74
Carnick & Kubik
Colorado
$13.8K +$14.6K +750 New
Creative Planning
75
Creative Planning
Kansas
$12K +$12.4K +638 New

MDIV Hedge Fund Activity: Q3 2015 in Review

80 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) for Q3 2015, worth a combined $211M — down 20% from $265M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new MDIV positions and 8 closed out — a net gain of 1 holder — while 29 added to existing stakes and 37 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $13.3M. The largest seller was Wells Fargo, cutting an estimated $14.4M.

  • 80 institutional investors held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) as of Q3 2015, down from 81 in Q2 2015.
  • Funds reported $211M of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund stock for Q3 2015, down 20% quarter-over-quarter.
  • 9 funds opened new First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund positions in Q3 2015 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $13.3M added.
  • The largest First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund seller in Q3 2015 was Wells Fargo, an estimated $14.4M sold.

Based on aggregated 13F filings for Q3 2015.