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LPL Financial
LPLA

Overview Fund Activity

614 hedge funds and large institutions have $16.3B invested in LPL Financial in 2023 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 171 increasing their positions, 258 reducing their positions, and 72 closing their positions.

Holders
614
Holders Change
+20
Holders Change %
+3.37%
% of All Funds
9%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.25%
New
98
Increased
171
Reduced
258
Closed
72
Calls
$61.6M
Puts
$31.4M
Net Calls
+$30.1M
Net Calls Change
-$95.4M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$273M
2
TD Asset Management
2
TD Asset Management
Ontario, Canada
$189M
3
SP
3
SurgoCap Partners
New York
$131M
4
Morgan Stanley
4
Morgan Stanley
New York
$239M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$637M

Top Sellers

1
WCM Investment Management
1
WCM Investment Management
California
$387M
2
Aberdeen Group
2
Aberdeen Group
United Kingdom
$63M
3
Holocene Advisors
3
Holocene Advisors
New York
$0
4
BlackRock
4
BlackRock
New York
$1.36B
5
Balyasny Asset Management
5
Balyasny Asset Management
Illinois
$842K
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
201
Principal Financial Group
Iowa
$3.44M 15,120 -1,004 -6%
Mawer Investment Management
202
Mawer Investment Management
Alberta, Canada
$3.37M 14,827 +14,827 New
Mariner
203
Mariner
Kansas
$3.35M 14,723 +6,851 +87%
Walleye Capital
204
Walleye Capital
New York
$3.34M 14,687 +14,687 New
JIR
205
James Investment Research
Ohio
$3.33M 14,650 -5,265 -26%
SWM
206
Segment Wealth Management
Texas
$3.31M 14,543 -16,294 -53%
Swedbank
207
Swedbank
Sweden
$3.22M 14,158 – –
Nisa Investment Advisors
208
Nisa Investment Advisors
Missouri
$3.21M 14,091 +3,339 +31%
VA
209
Vident Advisory
Georgia
$3.18M 13,990 +1,724 +14%
TPCW
210
TD Private Client Wealth
New York
$3M 13,183 -480 -4%
URS
211
Utah Retirement Systems
Utah
$2.99M 13,117 -300 -2%
TCM
212
Thames Capital Management
New Jersey
$2.88M 12,662 -10,845 -46%
AI
213
Atria Investments
North Carolina
$2.87M 12,601 +948 +8%
CLOS
214
Compagnie Lombard Odier SCmA
Switzerland
$2.83M 12,431 +2,716 +28%
BCM
215
BlueMar Capital Management
Florida
$2.83M 12,414 -5,911 -32%
CIBC World Market
216
CIBC World Market
Ontario, Canada
$2.8M 12,303 +50 +0.4%
AAS
217
Annex Advisory Services
Wisconsin
$2.78M 12,211 +12,211 New
CM
218
Crestline Management
Texas
$2.74M 12,037 -23,577 -66%
TAF
219
Tredje AP-fonden
Sweden
$2.69M 11,800 -1,023 -8%
Federated Hermes
220
Federated Hermes
Pennsylvania
$2.66M 11,670 +5,264 +82%
EGM
221
Engineers Gate Manager
New York
$2.64M 11,587 +8,370 +260%
BCM
222
Bridgeway Capital Management
Texas
$2.58M 11,340 – –
QIM
223
Quantitative Investment Management
Virginia
$2.52M 11,071 +11,071 New
SF
224
Symphony Financial
Texas
$2.51M 10,752 -800 -7%
EAMA
225
EFG Asset Management (Americas)
Florida
$2.47M 10,847 -1,270 -10%
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