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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
FAIM
201
Financial Advocates Investment Management
Washington
$941K +$71.2K +792 +10%
RJT
202
Raymond James Trust
Florida
$917K -$61.6K -686 -7%
Jane Street
203
Jane Street
New York
$910K -$2.07M -23,016 -72%
Luther King Capital Management (LKCM)
204
Luther King Capital Management (LKCM)
Texas
$906K +$142K +1,577 +22%
Osaic Holdings
205
Osaic Holdings
Arizona
$866K -$18K -200 -2%
WG
206
Winton Group
United Kingdom
$850K -$1.56M -17,333 -68%
SC
207
Saltoro Capital
Texas
$834K +$719K +8,000 New
AAM
208
Advisors Asset Management
Colorado
$828K -$175K -1,944 -20%
Mitsubishi UFJ Trust & Banking
209
Mitsubishi UFJ Trust & Banking
Japan
$823K -$135K -1,500 -16%
Susquehanna International Group
210
Susquehanna International Group
Pennsylvania
$818K -$479K -5,326 -40%
CIA
211
CSat Investment Advisory
Michigan
$791K -$163K -1,818 -19%
PNC Financial Services Group
212
PNC Financial Services Group
Pennsylvania
$767K -$43K -479 -6%
PI
213
PEAK6 Investments
Illinois
$760K -$302K -3,360 -32%
Teacher Retirement System of Texas
214
Teacher Retirement System of Texas
Texas
$758K -$649K -7,226 -50%
Asset Management One
215
Asset Management One
Japan
$758K -$165K -1,833 -20%
Royal Bank of Canada
216
Royal Bank of Canada
Ontario, Canada
$730K +$175K +1,947 +38%
FFA
217
Freedman Financial Associates
Massachusetts
$730K +$629K +7,000 New
New York State Teachers Retirement System (NYSTRS)
218
New York State Teachers Retirement System (NYSTRS)
New York
$698K -$8.99K -100 -1%
CI Investments Inc
219
CI Investments Inc
Ontario, Canada
$680K +$48.4K +539 +9%
PAMU
220
Pictet Asset Management (UK)
United Kingdom
$677K
PP
221
Paloma Partners
Connecticut
$674K -$852K -9,484 -59%
TRCT
222
Tower Research Capital (TRC)
New York
$649K -$467K -5,196 -45%
MSE
223
MUFG Securities EMEA
United Kingdom
$625K -$4.49M -50,000 -89%
Acadian Asset Management
224
Acadian Asset Management
Massachusetts
$622K +$58.3K +649 +12%
AAM
225
Aureus Asset Management
Massachusetts
$610K

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.