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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
WG
201
Winton Group
United Kingdom
$700K +$317K +4,392 +78%
RCS
202
Retirement Capital Strategies
California
$699K
B
203
Barings
North Carolina
$697K
SSWM
204
Sheets Smith Wealth Management
North Carolina
$670K +$693K +9,615 New
SAM
205
Shell Asset Management
Netherlands
$654K +$677K +9,390 New
JIR
206
James Investment Research
Ohio
$650K +$673K +9,335 New
IWM
207
IHT Wealth Management
Illinois
$636K +$144 +2 +0%
OSIA
208
O'Shares Investment Advisers
Massachusetts
$633K -$75.6K -1,049 -10%
TCM
209
Teza Capital Management
Illinois
$633K +$10.8K +150 +2%
BOTW
210
Bank of the West
California
$606K -$238K -3,305 -28%
UCFA
211
United Capital Financial Advisors
Texas
$588K +$608K +8,440 New
AAM
212
Advisors Asset Management
Colorado
$579K +$131K +1,814 +28%
ZCA
213
Zeke Capital Advisors
Pennsylvania
$569K -$771K -10,702 -57%
PNC Financial Services Group
214
PNC Financial Services Group
Pennsylvania
$558K +$121K +1,680 +26%
IIC
215
Ironwood Investment Counsel
Arizona
$550K
CBOA
216
Commonwealth Bank of Australia
Australia
$536K
New York State Teachers Retirement System (NYSTRS)
217
New York State Teachers Retirement System (NYSTRS)
New York
$529K -$14.4K -200 -3%
RJT
218
Raymond James Trust
Florida
$525K -$24.8K -344 -4%
HIM
219
Hillsdale Investment Management
Ontario, Canada
$524K +$21.6K +300 +4%
Zurich Cantonal Bank
220
Zurich Cantonal Bank
Switzerland
$520K -$139K -1,927 -21%
NIT
221
NumerixS Investment Technologies
British Columbia, Canada
$518K +$243K +3,376 +82%
TI
222
Trexquant Investment
Connecticut
$490K -$1.97M -27,325 -80%
B
223
Bailard
California
$486K +$503K +6,975 New
EMG
224
Ellington Management Group
Connecticut
$481K -$137K -1,900 -22%
BAM
225
Blueshift Asset Management
New Jersey
$478K +$495K +6,870 New

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.