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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
PIA
201
Piedmont Investment Advisors
North Carolina
$381K -$427K -7,010 -53%
FIM
202
Freedom Investment Management
Connecticut
$375K -$87.4K -1,433 -19%
Susquehanna International Group
203
Susquehanna International Group
Pennsylvania
$371K -$739K -12,121 -67%
Walleye Trading
204
Walleye Trading
New York
$362K +$361K +5,920 New
WG
205
Winton Group
United Kingdom
$346K -$124K -2,036 -26%
GCA
206
Gideon Capital Advisors
New York
$337K +$336K +5,520 New
BBHC
207
Brown Brothers Harriman & Co
New York
$305K
LTFS
208
Ladenburg Thalmann Financial Services
Florida
$305K +$153K +2,518 +102%
QI
209
Qtron Investments
Massachusetts
$302K +$302K +4,951 New
QT
210
Quantamental Technologies
New York
$292K +$292K +4,786 New
OI
211
Oakbrook Investments
Illinois
$290K -$21.9K -360 -7%
FDCDDQ
212
Federation des caisses Desjardins du Quebec
Quebec, Canada
$288K
JG
213
Jefferies Group
New York
$287K +$287K +4,701 New
Royal Bank of Canada
214
Royal Bank of Canada
Ontario, Canada
$283K -$1.32M -21,708 -82%
SM
215
Sciencast Management
New Jersey
$283K +$250K +4,100 New
LCM
216
Logan Capital Management
Pennsylvania
$281K -$8.53K -140 -3%
CC
217
Cipher Capital
New York
$270K -$282K -4,633 -51%
Massachusetts Financial Services
218
Massachusetts Financial Services
Massachusetts
$266K +$20.8K +341 +8%
HSBC Holdings
219
HSBC Holdings
United Kingdom
$258K -$13.3K -218 -5%
NIT
220
NumerixS Investment Technologies
British Columbia, Canada
$245K -$171K -2,800 -41%
HIMCH
221
Hartford Investment Management Co (HIMCO)
Connecticut
$238K
LCOV
222
London Company of Virginia
Virginia
$235K
CA
223
Cetera Advisors
Colorado
$217K
WAM
224
World Asset Management
Michigan
$213K -$14.4K -237 -6%
ACM
225
AlphaCrest Capital Management
New York
$208K +$207K +3,400 New

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.