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LPL Financial
LPLA

Overview Fund Activity

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.52%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.3%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$71.9M
2
AL
2
AJO LP
Pennsylvania
$84.3M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$104M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$25M
5
WRF
5
Waddell & Reed Financial
Kansas
$22.1M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$16.9M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$99.5M
3
FCIM
3
Fairview Capital Investment Management
California
$197M
4
Prudential Financial
4
Prudential Financial
New Jersey
$922K
5
FPA
5
First Pacific Advisors
California
$241M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
201
American International Group
New York
$119K +$119K +2,091 New
IWM
202
IHT Wealth Management
Illinois
$93K +$87K +1,440 +1,440%
Macquarie Group
203
Macquarie Group
Australia
$80K +$80K +1,400 New
IA
204
IFP Advisors
Florida
$68K -$19.3K -338 -22%
MAM
205
Meeder Asset Management
Ohio
$63K -$1.17M -20,383 -95%
Envestnet Asset Management
206
Envestnet Asset Management
Illinois
$61K +$50.9K +887 +501%
Fuller & Thaler Asset Management
207
Fuller & Thaler Asset Management
California
$57K – – –
AG
208
Advisor Group
Arizona
$51K +$17.3K +311 +51%
WAM
209
Wealthspire Advisors (Maryland)
Maryland
$49K -$1.55K -27 -3%
DCM
210
Delpha Capital Management
New York
$46K +$46K +806 New
AssetMark Inc
211
AssetMark Inc
California
$45K +$45K +784 New
ClearBridge Investments
212
ClearBridge Investments
New York
$44K +$346 +6 +0.8%
PNC Financial Services Group
213
PNC Financial Services Group
Pennsylvania
$31K +$2.28K +40 +8%
AW
214
Alpha Windward
Massachusetts
$29K -$29K -516 -50%
Fifth Third Bancorp
215
Fifth Third Bancorp
Ohio
$29K +$29K +506 New
ASN
216
Advisory Services Network
Georgia
$27K +$27K +467 New
SWP
217
Stratos Wealth Partners
Ohio
$27K +$27K +481 New
RFC
218
Regions Financial Corp
Alabama
$26K +$26K +452 New
PCM
219
Penserra Capital Management
California
$24K +$8.94K +162 +59%
QAM
220
QCI Asset Management
New York
$23K +$23K +400 New
AIL
221
AGF Investments LLC
Ontario, Canada
$20K +$7.96K +140 +66%
STA
222
Summit Trail Advisors
New York
$13K +$13K +215 New
QI
223
QS Investors
New York
$10K – – –
FGC
224
Financial Gravity Companies
Texas
$10K +$10K +161 New
FMA
225
FNY Managed Accounts
New York
$9K -$27K -504 -75%
7 8
9
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