LPLA icon

LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIBC World Market
176
CIBC World Market
Ontario, Canada
$966K +$19K +248 +2%
Commonwealth Equity Services
177
Commonwealth Equity Services
Massachusetts
$964K +$10.9K +142 +1%
Public Employees Retirement Association of Colorado
178
Public Employees Retirement Association of Colorado
Colorado
$921K – – –
FB
179
Fulton Bank
Pennsylvania
$901K -$202K -2,632 -18%
IIC
180
Ironwood Investment Counsel
Arizona
$883K -$5.75K -75 -0.6%
TRCT
181
Tower Research Capital (TRC)
New York
$876K +$873K +11,384 +31,622%
Mackenzie Financial
182
Mackenzie Financial
Ontario, Canada
$874K – – –
OSAM
183
O'Shaughnessy Asset Management
Connecticut
$860K +$56.3K +734 +7%
Stifel Financial
184
Stifel Financial
Missouri
$854K +$6.29K +82 +0.7%
PI
185
PEAK6 Investments
Illinois
$817K -$433K -5,650 -35%
SFI
186
Susquehanna Fundamental Investments
Pennsylvania
$813K +$813K +10,600 New
SBIA
187
Sheaff Brock Investment Advisors
Indiana
$812K -$26.8K -350 -3%
State of Wisconsin Investment Board
188
State of Wisconsin Investment Board
Wisconsin
$806K +$15.3K +200 +2%
RCS
189
Retirement Capital Strategies
California
$803K – – –
P
190
Pitcairn
Pennsylvania
$801K -$11.5K -150 -1%
AB
191
Amalgamated Bank
New York
$787K -$1.76K -23 -0.2%
AAM
192
Advisors Asset Management
Colorado
$758K +$17.6K +230 +2%
FVWA
193
Foster Victor Wealth Advisors
South Carolina
$756K +$406K +5,288 +116%
RJT
194
Raymond James Trust
Florida
$727K -$24.5K -320 -3%
RIM
195
Redwood Investment Management
Arizona
$726K +$726K +9,474 New
CIA
196
CSat Investment Advisory
Michigan
$722K +$705K +9,195 +4,237%
Mitsubishi UFJ Trust & Banking
197
Mitsubishi UFJ Trust & Banking
Japan
$721K – – –
NIP
198
Nicholas Investment Partners
California
$711K -$2.15M -28,080 -75%
MS
199
Maven Securities
Jersey
$707K +$707K +9,263 New
Asset Management One
200
Asset Management One
Japan
$699K -$54.6K -712 -7%
6 7
8
9 10