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LPL Financial
LPLA

Overview Fund Activity

340 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
340
Holders Change
+28
Holders Change %
+8.97%
% of All Funds
6.71%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
63
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M

Top Buyers

1
SC
Samlyn Capital
New York
+$188M
2
HCM
Highline Capital Management
New York
+$47.6M
3
Invesco
Invesco
Georgia
+$41M
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$33.9M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$31.7M

Top Sellers

1
FPA
First Pacific Advisors
California
-$65.9M
2
Prudential Financial
Prudential Financial
New Jersey
-$58.1M
3
Nomura Holdings
Nomura Holdings
Japan
-$46.1M
4
FCM
Frontier Capital Management
Massachusetts
-$35M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$27.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Acadian Asset Management
176
Acadian Asset Management
Massachusetts
$1.12M +$1.12M +12,088 New
CIBC World Market
177
CIBC World Market
Ontario, Canada
$1.09M -$45.2K -490 -4%
ACI
178
AMP Capital Investors
Australia
$1.07M +$473K +5,100 +79%
DTL
179
Dynamic Technology Lab
Singapore
$1.06M +$1.06M +11,479 New
State of Wisconsin Investment Board
180
State of Wisconsin Investment Board
Wisconsin
$1.06M -$14.8K -160 -1%
SBIA
181
Sheaff Brock Investment Advisors
Indiana
$1.05M -$27.1K -294 -3%
Mackenzie Financial
182
Mackenzie Financial
Ontario, Canada
$1.04M -$24.2K -262 -2%
RIM
183
Redwood Investment Management
Arizona
$1.04M +$32.3K +350 +3%
Public Employees Retirement Association of Colorado
184
Public Employees Retirement Association of Colorado
Colorado
$1.02M – – –
CC
185
Cipher Capital
New York
$1.01M +$1.01M +10,972 New
SM
186
Sciencast Management
New Jersey
$971K -$308K -3,200 -24%
JIR
187
James Investment Research
Ohio
$960K +$731K +7,930 +320%
RCS
188
Retirement Capital Strategies
California
$926K – – –
Nomura Holdings
189
Nomura Holdings
Japan
$919K -$46.1M -499,362 -98%
NIP
190
Nicholas Investment Partners
California
$919K +$919K +9,966 New
Truist Financial
191
Truist Financial
North Carolina
$919K +$919K +9,970 New
Mitsubishi UFJ Trust & Banking
192
Mitsubishi UFJ Trust & Banking
Japan
$886K -$129K -1,400 -13%
BAM
193
Bullseye Asset Management
Colorado
$875K +$875K +9,486 New
ProShare Advisors
194
ProShare Advisors
Maryland
$845K -$45.6K -494 -5%
SAM
195
Shell Asset Management
Netherlands
$815K -$24.3K -263 -3%
HW
196
Hancock Whitney
Mississippi
$803K – – –
VRS
197
Virginia Retirement Systems
Virginia
$793K +$27.7K +300 +4%
Public Sector Pension Investment Board (PSP Investments)
198
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$756K +$756K +8,200 New
Stifel Financial
199
Stifel Financial
Missouri
$720K +$720K +7,761 New
JG
200
Jefferies Group
New York
$719K +$409K +4,429 +132%
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