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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
State of Wisconsin Investment Board
176
State of Wisconsin Investment Board
Wisconsin
$951K -$19.8K -247 -2%
Mackenzie Financial
177
Mackenzie Financial
Ontario, Canada
$945K +$175K +2,185 +23%
MCIM
178
Meadow Creek Investment Management
Georgia
$933K +$139K +1,736 +18%
Public Employees Retirement Association of Colorado
179
Public Employees Retirement Association of Colorado
Colorado
$908K
Mitsubishi UFJ Trust & Banking
180
Mitsubishi UFJ Trust & Banking
Japan
$901K +$880K +11,000 New
RIM
181
Redwood Investment Management
Arizona
$890K +$234K +2,926 +37%
RCS
182
Retirement Capital Strategies
California
$822K
ProShare Advisors
183
ProShare Advisors
Maryland
$791K -$63K -787 -8%
AAM
184
Advisors Asset Management
Colorado
$765K +$35.4K +442 +5%
IWM
185
IHT Wealth Management
Illinois
$761K +$160 +2 +0%
SAM
186
Shell Asset Management
Netherlands
$745K -$6.24K -78 -0.8%
EP
187
Elkfork Partners
Oregon
$733K +$109K +1,364 +18%
BCM
188
Bayesian Capital Management
New York
$722K +$53K +662 +8%
HW
189
Hancock Whitney
Mississippi
$713K
PNC Financial Services Group
190
PNC Financial Services Group
Pennsylvania
$685K +$64.4K +805 +11%
VRS
191
Virginia Retirement Systems
Virginia
$680K
CI Investments Inc
192
CI Investments Inc
Ontario, Canada
$640K +$625K +7,814 New
RJT
193
Raymond James Trust
Florida
$634K +$7.2K +90 +1%
HIM
194
Hillsdale Investment Management
Ontario, Canada
$615K
OSAM
195
O'Shaughnessy Asset Management
Connecticut
$608K +$1.6K +20 +0.3%
FMT
196
First Mercantile Trust
Tennessee
$606K -$43.2K -540 -7%
BOTW
197
Bank of the West
California
$606K
New York State Teachers Retirement System (NYSTRS)
198
New York State Teachers Retirement System (NYSTRS)
New York
$598K -$8K -100 -1%
IIC
199
Ironwood Investment Counsel
Arizona
$597K -$32K -400 -5%
Caisse de Depot et Placement du Quebec (CDPQ)
200
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$597K +$583K +7,285 New

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.