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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
State of Wisconsin Investment Board
176
State of Wisconsin Investment Board
Wisconsin
$951K -$20.2K -247 -2%
Mackenzie Financial
177
Mackenzie Financial
Ontario, Canada
$945K +$179K +2,185 +23%
MCIM
178
Meadow Creek Investment Management
Georgia
$933K +$142K +1,736 +18%
Public Employees Retirement Association of Colorado
179
Public Employees Retirement Association of Colorado
Colorado
$908K – – –
Mitsubishi UFJ Trust & Banking
180
Mitsubishi UFJ Trust & Banking
Japan
$901K +$901K +11,000 New
RIM
181
Redwood Investment Management
Arizona
$890K +$240K +2,926 +37%
RCS
182
Retirement Capital Strategies
California
$822K – – –
ProShare Advisors
183
ProShare Advisors
Maryland
$791K -$64.5K -787 -8%
AAM
184
Advisors Asset Management
Colorado
$765K +$36.2K +442 +5%
IWM
185
IHT Wealth Management
Illinois
$761K +$164 +2 +0%
SAM
186
Shell Asset Management
Netherlands
$745K -$6.38K -78 -0.8%
EP
187
Elkfork Partners
Oregon
$733K +$112K +1,364 +18%
BCM
188
Bayesian Capital Management
New York
$722K +$54.2K +662 +8%
HW
189
Hancock Whitney
Mississippi
$713K – – –
PNC Financial Services Group
190
PNC Financial Services Group
Pennsylvania
$685K +$66K +805 +11%
VRS
191
Virginia Retirement Systems
Virginia
$680K – – –
CI Investments Inc
192
CI Investments Inc
Ontario, Canada
$640K +$640K +7,814 New
RJT
193
Raymond James Trust
Florida
$634K +$7.37K +90 +1%
HIM
194
Hillsdale Investment Management
Ontario, Canada
$615K – – –
OSAM
195
O'Shaughnessy Asset Management
Connecticut
$608K +$1.64K +20 +0.3%
FMT
196
First Mercantile Trust
Tennessee
$606K -$44.3K -540 -7%
BOTW
197
Bank of the West
California
$606K – – –
New York State Teachers Retirement System (NYSTRS)
198
New York State Teachers Retirement System (NYSTRS)
New York
$598K -$8.19K -100 -1%
IIC
199
Ironwood Investment Counsel
Arizona
$597K -$32.7K -400 -5%
Caisse de Depot et Placement du Quebec (CDPQ)
200
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$597K +$597K +7,285 New
6 7
8
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