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LPL Financial
LPLA

Overview Fund Activity

290 hedge funds and large institutions have $5.14B invested in LPL Financial in 2018 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 102 increasing their positions, 91 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
290
Holders Change
+47
Holders Change %
+19.34%
% of All Funds
6.66%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.32%
New
73
Increased
102
Reduced
91
Closed
22
Calls
$13.5M
Puts
$16.2M
Net Calls
-$2.74M
Net Calls Change
-$5.73M

Top Buyers

1
FCM
Frontier Capital Management
Massachusetts
$106M
2
TCP
Tourbillon Capital Partners
New York
$61.1M
3
Westfield Capital Management
Westfield Capital Management
Massachusetts
$43.3M
4
NMVA
New Mountain Vantage Advisers
New York
$35.7M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
$133M

Top Sellers

1
HCM
HMI Capital Management
California
$29.4M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$1.38M
3
FCIM
Fairview Capital Investment Management
California
$148M
4
Citadel Advisors
Citadel Advisors
Florida
$1.3M
5
ACH
ArrowMark Colorado Holdings
Colorado
$142M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCMW
176
Cypress Capital Management (Wyoming)
Wyoming
$622K +$13.1K +215 +2%
RCS
177
Retirement Capital Strategies
California
$613K – – –
RQS
178
Ramsey Quantitative Systems
Kentucky
$613K +$314K +5,150 +105%
XK
179
Xact Kapitalforvaltning
Sweden
$603K +$159K +2,600 +36%
Verition Fund Management
180
Verition Fund Management
Connecticut
$603K +$603K +9,876 New
Public Employees Retirement Association of Colorado
181
Public Employees Retirement Association of Colorado
Colorado
$595K +$367 +6 +0.1%
CIC
182
Chase Investment Counsel
Virginia
$593K +$593K +9,715 New
NAM
183
NorthCoast Asset Management
Connecticut
$589K +$589K +9,640 New
FMT
184
First Mercantile Trust
Tennessee
$573K +$395K +6,473 +222%
RJT
185
Raymond James Trust
Florida
$551K -$125K -2,049 -19%
PG
186
PEAK6 Group
Illinois
$540K -$93.1K -1,524 -15%
Canada Life
187
Canada Life
Manitoba, Canada
$538K -$104K -1,697 -16%
IIC
188
Ironwood Investment Counsel
Arizona
$533K -$166K -2,715 -24%
HMS
189
Hanseatic Management Services
New Mexico
$524K +$219K +3,580 +72%
Treasurer of the State of North Carolina
190
Treasurer of the State of North Carolina
North Carolina
$501K +$501K +8,209 New
SOADOR
191
State of Alaska Department of Revenue
Alaska
$495K +$98.8K +1,620 +25%
CWM
192
Cornerstone Wealth Management
Missouri
$490K – – –
Nisa Investment Advisors
193
Nisa Investment Advisors
Missouri
$489K – – –
BS
194
Banco Santander
Spain
$483K +$483K +7,912 New
AIM
195
Assured Investment Management
New York
$477K -$1.67M -27,384 -78%
FIM
196
Freedom Investment Management
Connecticut
$474K +$13.4K +220 +3%
PNC Financial Services Group
197
PNC Financial Services Group
Pennsylvania
$470K +$437K +7,161 +1,316%
Royal Bank of Canada
198
Royal Bank of Canada
Ontario, Canada
$465K -$38.3K -628 -8%
ECM
199
ETrade Capital Management
Virginia
$449K +$449K +7,356 New
SSWM
200
Sheets Smith Wealth Management
North Carolina
$445K +$445K +7,292 New
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