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LPL Financial
LPLA

182 hedge funds and large institutions have $4.29B invested in LPL Financial in 2013 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 56 increasing their positions, 68 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 14

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

26% more capital invested

Capital invested by funds: $3.4B → $4.29B (+$888M)

22% more funds holding

Funds holding: 149 → 182 (+33)

18% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 68

87% less call options, than puts

Call options by funds: $146K | Put options by funds: $1.1M

Holders
182
Holders Change
+33
Holders Change %
+22.15%
% of All Funds
5.28%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.29%
New
47
Increased
56
Reduced
68
Closed
14
Calls
$146K
Puts
$1.1M
Net Calls
-$959K
Net Calls Change
-$507K

Top Buyers

1
Invesco
Invesco
Georgia
+$90.4M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$29.2M
3
Artisan Partners
Artisan Partners
Wisconsin
+$29.2M
4
BIT
BlackRock Institutional Trust
California
+$21.9M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$20.2M

Top Sellers

1
HLA
Hamilton Lane Advisors
Pennsylvania
-$28.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$24.5M
3
State Street
State Street
Massachusetts
-$23.7M
4
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
-$21.5M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$21M
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
176
Envestnet Asset Management
Illinois
$2K – – –
LWA
177
Lenox Wealth Advisors
New York
$2K +$1.51K +36 New
PTC
178
Private Trust Company
Ohio
$2K +$1.8K +43 New
KCPG
179
Kavar Capital Partners Group
Kansas
$2K +$2.14K +51 New
Bank of Montreal
180
Bank of Montreal
Ontario, Canada
$1K – – –
S
181
SignatureFD
Georgia
$1K – – –
Manulife (Manufacturers Life Insurance)
182
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$144 -$2.27K -54 -2%
Renaissance Technologies
183
Renaissance Technologies
New York
– -$4.93M -128,600 Closed
SO
184
STRS Ohio
Ohio
– -$1.68M -43,950 Closed
Axa
185
Axa
France
– -$962K -25,100 Closed
SOMRS
186
State of Michigan Retirement System
Michigan
– -$766K -20,000 Closed
Luther King Capital Management (LKCM)
187
Luther King Capital Management (LKCM)
Texas
– -$571K -14,900 Closed
TRSOTSOK
188
Teachers Retirement System of the State of Kentucky
Kentucky
– -$544K -14,191 Closed
ZIM
189
Zacks Investment Management
Illinois
– -$434K -11,339 Closed
IRS
190
Invictus RG (Singapore)
Singapore
– -$359K -9,361 Closed
CAM
191
Capstone Asset Management
Texas
– -$259K -6,751 Closed
WAM
192
World Asset Management
Michigan
– -$220K -5,753 Closed
VKH
193
Virtu KCG Holdings
New York
– -$212K -5,523 Closed
FCBT
194
First Citizens Bank & Trust
North Carolina
– -$204K -5,335 Closed
PCM
195
Prelude Capital Management
New York
– -$136K -3,550 Closed
Canada Pension Plan Investment Board
196
Canada Pension Plan Investment Board
Ontario, Canada
– -$4K -100 Closed
4 5 6 7
8

LPLA Hedge Fund Activity: Q4 2013 in Review

182 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2013, worth a combined $4.29B — up 26% from $3.4B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new LPLA positions and 14 closed out — a net gain of 33 holders — while 56 added to existing stakes and 68 trimmed.

The largest buyer was Invesco, adding an estimated $90.4M. The largest seller was Hamilton Lane Advisors, cutting an estimated $28.5M.

  • 182 institutional investors held LPL Financial (LPLA) as of Q4 2013, up from 149 in Q3 2013.
  • Funds reported $4.29B of LPL Financial stock for Q4 2013, up 26% quarter-over-quarter.
  • 47 funds opened new LPL Financial positions in Q4 2013 and 14 closed out, a net change of +33 holders.
  • The largest LPL Financial buyer in Q4 2013 was Invesco, an estimated $90.4M added.
  • The largest LPL Financial seller in Q4 2013 was Hamilton Lane Advisors, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.