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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFO
151
Pathstone Family Office
New Jersey
$8.54M +$236K +994 +3%
Corient Private Wealth
152
Corient Private Wealth
Florida
$8.49M +$717K +3,015 +9%
CM
153
Crestline Management
Texas
$8.46M +$1.33M +5,614 +19%
AACP
154
Advantage Alpha Capital Partners
California
$8.45M +$139K +583 +2%
Janney Montgomery Scott
155
Janney Montgomery Scott
Pennsylvania
$8.4M +$268K +1,129 +3%
Mitsubishi UFJ Asset Management
156
Mitsubishi UFJ Asset Management
Japan
$8.13M +$1.22M +5,121 +18%
BNP Paribas Asset Management
157
BNP Paribas Asset Management
France
$7.99M -$3.59M -15,110 -31%
IIM
158
INTECH Investment Management
Florida
$7.79M +$2.4M +10,119 +45%
BA
159
Bridgewater Associates
Connecticut
$7.77M +$6.35M +26,734 +449%
Parnassus Investments
160
Parnassus Investments
California
$7.52M +$7.52M +31,644 New
SWM
161
Segment Wealth Management
Texas
$7.33M +$184K +775 +3%
Asset Management One
162
Asset Management One
Japan
$7.17M -$159K -669 -2%
IAM
163
Iridian Asset Management
Connecticut
$7.1M -$9.98M -41,989 -58%
Nomura Asset Management
164
Nomura Asset Management
Japan
$7.06M -$55.6K -234 -0.8%
Zurich Cantonal Bank
165
Zurich Cantonal Bank
Switzerland
$6.84M -$770K -3,242 -10%
PF
166
Phoenix Financial
Israel
$6.32M +$1.12M +4,695 +21%
PAG
167
Private Advisor Group
New Jersey
$6.16M +$658K +2,769 +12%
KW
168
KWB Wealth
California
$6.09M – – –
WC
169
Winmill & Co
New York
$5.86M +$5.86M +24,660 New
William Blair & Company
170
William Blair & Company
Illinois
$5.86M +$2.77M +11,646 +90%
US Bancorp
171
US Bancorp
Minnesota
$5.8M +$109K +458 +2%
TCM
172
Thames Capital Management
New Jersey
$5.59M – – –
FAF
173
Fjarde Ap-fonden
Sweden
$5.44M -$879K -3,700 -14%
Macquarie Group
174
Macquarie Group
Australia
$5.37M +$886K +3,728 +20%
CCM
175
Cinctive Capital Management
New York
$5.37M +$3.56M +14,967 +196%
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