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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Principal Financial Group
151
Principal Financial Group
Iowa
$4.15M -$555K -3,543 -12%
WBC
152
Westpac Banking Corp
Australia
$3.97M -$23.7K -151 -0.6%
Thrivent Financial for Lutherans
153
Thrivent Financial for Lutherans
Minnesota
$3.94M -$2.37M -15,093 -38%
OSAM
154
O'Shaughnessy Asset Management
Connecticut
$3.77M +$260K +1,659 +7%
Bank of Montreal
155
Bank of Montreal
Ontario, Canada
$3.48M -$151K -949 -4%
VIA
156
Vident Investment Advisory
Georgia
$3.43M +$3.43M +21,866 New
DCP
157
Distillate Capital Partners
Illinois
$3.43M +$3.43M +21,866 New
ASRS
158
Arizona State Retirement System
Arizona
$3.41M +$18.3K +117 +0.5%
WAG
159
Winthrop Advisory Group
Massachusetts
$3.4M – – –
SFI
160
Susquehanna Fundamental Investments
Pennsylvania
$3.38M -$1.65M -10,500 -33%
Commonwealth Equity Services
161
Commonwealth Equity Services
Massachusetts
$3.31M +$25.2K +161 +0.8%
BPM
162
Bowling Portfolio Management
Ohio
$3.31M -$10.2K -65 -0.3%
CCMG
163
Clark Capital Management Group
Pennsylvania
$3.3M +$521K +3,321 +19%
PAG
164
Private Advisor Group
New Jersey
$3.26M +$43K +274 +1%
GC
165
Globeflex Capital
California
$3.19M -$672K -4,284 -17%
AB
166
Amalgamated Bank
New York
$3.17M -$132K -844 -4%
Daiwa Securities Group
167
Daiwa Securities Group
Japan
$3.08M +$18.7K +119 +0.6%
BF
168
BOK Financial
Oklahoma
$3.04M +$3.04M +19,405 New
AAMU
169
AEGON Asset Management (UK)
United Kingdom
$2.78M – – –
BNP Paribas Financial Markets
170
BNP Paribas Financial Markets
France
$2.74M -$6.17M -39,349 -69%
TCM
171
Tributary Capital Management
Nebraska
$2.7M +$345K +2,200 +15%
TPCW
172
TD Private Client Wealth
New York
$2.65M -$30.4K -194 -1%
Baird Financial Group
173
Baird Financial Group
Wisconsin
$2.61M +$2.28M +14,565 +696%
CWM
174
Cornerstone Wealth Management
Missouri
$2.57M -$313 -2 -0%
EFSCE
175
Enterprise Financial Services Corp (EFSC)
Missouri
$2.49M +$2.03M +12,958 +442%
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