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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
151
Congress Asset Management
Massachusetts
$2.23M +$187K +2,082 +11%
PAG
152
Private Advisor Group
New Jersey
$2.2M -$212K -2,358 -10%
CA
153
Capitolis Advisors
New York
$2.13M +$1.84M +20,454 New
KM
154
Kalos Management
Georgia
$2.1M -$27.1K -301 -2%
CCM
155
Callodine Capital Management
Massachusetts
$2.08M
BPIM
156
Brant Point Investment Management
New York
$2.08M +$1.8M +20,000 New
IUHSA
157
Itau Unibanco Holding S.A.
Brazil
$2.04M -$700K -7,785 -28%
VIA
158
Vident Investment Advisory
Georgia
$2.01M -$77.5K -862 -4%
QSS
159
Quantitative Systematic Strategies
Florida
$1.83M +$1.58M +17,541 New
CWM
160
Cornerstone Wealth Management
Missouri
$1.77M -$6.74K -75 -0.4%
NIPH
161
NN Investment Partners Holdings
Netherlands
$1.74M -$2.64M -29,352 -64%
FVWA
162
Foster Victor Wealth Advisors
South Carolina
$1.66M +$547K +6,084 +62%
Truist Financial
163
Truist Financial
North Carolina
$1.64M +$768K +8,542 +119%
URS
164
Utah Retirement Systems
Utah
$1.64M +$53.9K +600 +4%
OLA
165
Oliver Luxxe Assets
New Jersey
$1.6M +$76.8K +855 +7%
YMRC
166
Yorktown Management & Research Company
Virginia
$1.58M -$44.9K -500 -3%
BF
167
BOK Financial
Oklahoma
$1.52M -$501K -5,574 -28%
Mackenzie Financial
168
Mackenzie Financial
Ontario, Canada
$1.51M +$281K +3,131 +27%
Handelsbanken Fonder
169
Handelsbanken Fonder
Sweden
$1.51M
TCM
170
Tributary Capital Management
Nebraska
$1.5M
BA
171
Bridgewater Associates
Connecticut
$1.47M +$1.27M +14,137 New
FMBTD
172
First Midwest Bank Trust Division
Illinois
$1.43M -$436K -4,853 -26%
Deutsche Bank
173
Deutsche Bank
Germany
$1.4M -$80.8K -899 -6%
MFS
174
Mirabella Financial Services
United Kingdom
$1.4M +$1.2M +13,391 New
Stifel Financial
175
Stifel Financial
Missouri
$1.39M +$199K +2,212 +20%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.