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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
MS
151
Maven Securities
Jersey
$1.47M +$1.47M +18,000 New
SEIA
152
Signature Estate & Investment Advisors
California
$1.4M +$29.4K +359 +2%
PFO
153
Pathstone Family Office
New Jersey
$1.39M – – –
AFA
154
Abacus FCF Advisors
Florida
$1.37M +$3.36K +41 +0.2%
Comerica Bank
155
Comerica Bank
Texas
$1.36M +$98.4K +1,255 +8%
GC
156
Guggenheim Capital
Illinois
$1.34M +$15.3K +187 +1%
YMRC
157
Yorktown Management & Research Company
Virginia
$1.3M – – –
CWM
158
Cornerstone Wealth Management
Missouri
$1.27M -$82 -1 -0%
URS
159
Utah Retirement Systems
Utah
$1.27M -$16.4K -200 -1%
Envestnet Asset Management
160
Envestnet Asset Management
Illinois
$1.27M -$757K -9,244 -37%
PP
161
Paloma Partners
Connecticut
$1.26M -$623K -7,608 -33%
NAM
162
NorthCoast Asset Management
Connecticut
$1.23M +$44.8K +547 +4%
WG
163
Winton Group
United Kingdom
$1.22M +$388K +4,742 +46%
ACM
164
Argent Capital Management
Missouri
$1.19M +$250K +3,046 +27%
XK
165
Xact Kapitalforvaltning
Sweden
$1.19M – – –
GCP
166
GSA Capital Partners
United Kingdom
$1.17M -$615K -7,508 -34%
VI
167
Versor Investments
New York
$1.14M -$115K -1,400 -9%
GHCM
168
Glen Harbor Capital Management
California
$1.13M +$173K +2,108 +18%
HF
169
HRT Financial
New York
$1.13M +$1.13M +13,800 New
EGM
170
Engineers Gate Manager
New York
$1.11M -$3.45M -42,159 -76%
SM
171
Sciencast Management
New Jersey
$1.02M +$778K +10,100 +316%
CIBC World Market
172
CIBC World Market
Ontario, Canada
$1.01M – – –
Rafferty Asset Management
173
Rafferty Asset Management
New York
$1.01M -$184K -2,247 -15%
SB
174
Suntrust Banks
Georgia
$980K -$1.42M -17,307 -59%
SBIA
175
Sheaff Brock Investment Advisors
Indiana
$957K -$6.55K -80 -0.7%
5 6
7
8 9