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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
OAM
151
Oxford Asset Management
United Kingdom
$1.46M +$1.51M +21,010 New
EI
152
EAM Investors
California
$1.45M +$1.5M +20,829 New
PAG
153
Private Advisor Group
New Jersey
$1.43M -$577 -8 -0%
SRAM
154
Stone Ridge Asset Management
New York
$1.43M +$985K +13,663 +198%
VRS
155
Virginia Retirement Systems
Virginia
$1.38M -$64.9K -900 -4%
RCM
156
Riverhead Capital Management
Delaware
$1.38M -$1.54M -21,321 -52%
Squarepoint
157
Squarepoint
New York
$1.37M -$72.9K -1,011 -5%
AB
158
Amalgamated Bank
New York
$1.36M +$5.12K +71 +0.4%
LPL Financial
159
LPL Financial
California
$1.3M -$112K -1,549 -8%
AFA
160
Abacus FCF Advisors
Florida
$1.29M +$63.6K +882 +5%
Renaissance Technologies
161
Renaissance Technologies
New York
$1.28M +$159K +2,200 +14%
TAM
162
Tyers Asset Management
Texas
$1.24M -$1.4M -19,440 -52%
SOADOR
163
State of Alaska Department of Revenue
Alaska
$1.22M +$495K +6,872 +65%
Comerica Bank
164
Comerica Bank
Texas
$1.21M -$406K -5,636 -25%
NAM
165
NorthCoast Asset Management
Connecticut
$1.21M +$608K +8,430 +94%
PP
166
Paloma Partners
Connecticut
$1.19M +$501K +6,949 +69%
GCP
167
GSA Capital Partners
United Kingdom
$1.19M +$360K +4,993 +42%
Bank of Nova Scotia
168
Bank of Nova Scotia
Ontario, Canada
$1.18M +$1.23M +17,000 New
Rafferty Asset Management
169
Rafferty Asset Management
New York
$1.18M +$147K +2,044 +14%
PFO
170
Pathstone Family Office
New Jersey
$1.18M +$1.22M +16,963 New
GC
171
Guggenheim Capital
Illinois
$1.16M -$38.3K -532 -3%
SEIA
172
Signature Estate & Investment Advisors
California
$1.12M +$1.16M +16,114 New
URS
173
Utah Retirement Systems
Utah
$1.11M -$16.2K -225 -1%
GH
174
GAM Holding
Switzerland
$1.11M +$500K +6,938 +77%
State of Wisconsin Investment Board
175
State of Wisconsin Investment Board
Wisconsin
$1.1M -$54.4K -755 -5%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.