LPLA icon

LPL Financial
LPLA

Overview Fund Activity

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.52%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.3%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$71.9M
2
AL
2
AJO LP
Pennsylvania
$84.3M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$104M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$25M
5
WRF
5
Waddell & Reed Financial
Kansas
$22.1M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$16.9M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$99.5M
3
FCIM
3
Fairview Capital Investment Management
California
$197M
4
Prudential Financial
4
Prudential Financial
New Jersey
$922K
5
FPA
5
First Pacific Advisors
California
$241M
Name Holding Trade Value Shares
Change 		Shares
Change %
Principal Financial Group
151
Principal Financial Group
Iowa
$725K -$38.6K -676 -5%
MAM
152
Martingale Asset Management
Massachusetts
$664K -$3.73M -65,247 -85%
IIC
153
Ironwood Investment Counsel
Arizona
$654K -$18.6K -325 -3%
RJT
154
Raymond James Trust
Florida
$632K -$52.6K -920 -8%
Wolverine Trading
155
Wolverine Trading
Illinois
$624K +$624K +10,925 New
WSL
156
Western Standard LLC
California
$617K – – –
Canada Life
157
Canada Life
Manitoba, Canada
$598K – – –
PG
158
PEAK6 Group
Illinois
$592K -$23K -402 -4%
Tudor Investment Corp
159
Tudor Investment Corp
Connecticut
$589K -$7.71K -135 -1%
RCS
160
Retirement Capital Strategies
California
$574K – – –
CCMW
161
Cypress Capital Management (Wyoming)
Wyoming
$569K +$36.3K +635 +7%
Public Employees Retirement Association of Colorado
162
Public Employees Retirement Association of Colorado
Colorado
$556K +$397K +6,955 +251%
GIA
163
Gargoyle Investment Advisor
New Jersey
$512K +$512K +8,966 New
CC
164
Cipher Capital
New York
$511K -$614K -10,730 -55%
CWM
165
Cornerstone Wealth Management
Missouri
$493K -$17.8K -295 -3%
CSS
166
Cubist Systematic Strategies
Connecticut
$480K -$201K -3,521 -30%
Royal Bank of Canada
167
Royal Bank of Canada
Ontario, Canada
$471K -$1.84M -32,282 -80%
Nisa Investment Advisors
168
Nisa Investment Advisors
Missouri
$457K – – –
BBHC
169
Brown Brothers Harriman & Co
New York
$440K -$40K -700 -8%
FIM
170
Freedom Investment Management
Connecticut
$431K +$431K +7,548 New
XK
171
Xact Kapitalforvaltning
Sweden
$416K +$416K +7,281 New
Axa
172
Axa
France
$383K – – –
HSBC Holdings
173
HSBC Holdings
United Kingdom
$381K -$44.6K -780 -10%
MLICM
174
Metropolitan Life Insurance Company (MetLife)
New York
$377K -$3.55K -62 -0.9%
Voloridge Investment Management
175
Voloridge Investment Management
Florida
$375K -$2.84M -49,729 -88%
5 6
7
8 9