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LPL Financial
LPLA

193 hedge funds and large institutions have $3.3B invested in LPL Financial in 2017 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 66 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 37

20% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 55

12% more capital invested

Capital invested by funds: $2.96B → $3.3B (+$342M)

3% more funds holding

Funds holding: 188 → 193 (+5)

2.26% less ownership

Funds ownership: 94.24% → 91.98% (-2.3%)

11% less call options, than puts

Call options by funds: $11.2M | Put options by funds: $12.5M

20% less funds holding in top 10

Funds holding in top 10: 10 → 8 (-2)

Holders
193
Holders Change
+5
Holders Change %
+2.66%
% of All Funds
4.8%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
49
Increased
66
Reduced
55
Closed
37
Calls
$11.2M
Puts
$12.5M
Net Calls
-$1.34M
Net Calls Change
+$8.09M

Top Buyers

1
BlackRock
BlackRock
New York
+$137M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$57.2M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
+$46.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$44.7M
5
JHIU
Janus Henderson Investors US
Colorado
+$40.8M

Top Sellers

1
FP
FPR Partners
California
-$137M
2
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$108M
3
SP
Stockbridge Partners
Massachusetts
-$99.2M
4
LCM
Laurion Capital Management
New York
-$49.4M
5
HCM
HMI Capital Management
California
-$35.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
MCIM
151
Meadow Creek Investment Management
Georgia
$242K +$239K +6,076 New
MIAN
152
Mariner Independent Advisor Network
Kansas
$240K +$236K +6,017 New
Teacher Retirement System of Texas
153
Teacher Retirement System of Texas
Texas
$235K – – –
FWM
154
Frontier Wealth Management
Missouri
$232K -$4.21K -107 -2%
PAM
155
Princeton Alpha Management
New Jersey
$217K -$703K -17,890 -77%
EP
156
Elkfork Partners
Oregon
$190K +$188K +4,774 New
SG Americas Securities
157
SG Americas Securities
New York
$171K +$169K +4,288 New
IIC
158
Integrated Investment Consultants
Michigan
$153K – – –
RCM
159
Riverhead Capital Management
Delaware
$151K +$149K +3,800 New
JIR
160
James Investment Research
Ohio
$142K +$141K +3,575 New
TAM
161
Tyers Asset Management
Texas
$138K +$136K +3,472 New
MLICM
162
Metropolitan Life Insurance Company (MetLife)
New York
$118K – – –
FMT
163
First Mercantile Trust
Tennessee
$113K -$8.41K -214 -7%
Public Employees Retirement Association of Colorado
164
Public Employees Retirement Association of Colorado
Colorado
$108K -$1.38K -35 -1%
Manulife (Manufacturers Life Insurance)
165
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$103K – – –
Bank of Montreal
166
Bank of Montreal
Ontario, Canada
$99K +$1.34K +34 +1%
FPF
167
FNY Partners Fund
New York
$96K +$95.4K +2,426 New
IA
168
IFP Advisors
Florida
$90K +$118 +3 +0.1%
AIG
169
American International Group
New York
$89K -$9.36K -238 -10%
WA
170
WFG Advisors
Texas
$85K -$44.2K -1,125 -35%
LTFS
171
Ladenburg Thalmann Financial Services
Florida
$51K +$12.7K +323 +33%
Envestnet Asset Management
172
Envestnet Asset Management
Illinois
$39K – – –
AG
173
Advisor Group
Arizona
$39K +$3.69K +94 +11%
Russell Investments Group
174
Russell Investments Group
United Kingdom
$38K -$8.18K -208 -18%
GS
175
GAM Systematic
United Kingdom
$33K +$32.2K +819 New
5 6
7
8 9

LPLA Hedge Fund Activity: Q1 2017 in Review

193 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2017, worth a combined $3.3B — up 12% from $2.96B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new LPLA positions and 37 closed out — a net gain of 12 holders — while 66 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $137M. The largest seller was FPR Partners, cutting an estimated $137M.

  • 193 institutional investors held LPL Financial (LPLA) as of Q1 2017, up from 188 in Q4 2016.
  • Funds reported $3.3B of LPL Financial stock for Q1 2017, up 12% quarter-over-quarter.
  • 49 funds opened new LPL Financial positions in Q1 2017 and 37 closed out, a net change of +12 holders.
  • The largest LPL Financial buyer in Q1 2017 was BlackRock, an estimated $137M added.
  • The largest LPL Financial seller in Q1 2017 was FPR Partners, an estimated $137M sold.

Based on aggregated 13F filings for Q1 2017.