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LPL Financial
LPLA

Overview Fund Activity

188 hedge funds and large institutions have $2.96B invested in LPL Financial in 2016 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 54 increasing their positions, 52 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
+51
Holders Change %
+37.23%
% of All Funds
4.71%
Holding in Top 10
10
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.25%
New
64
Increased
54
Reduced
52
Closed
11
Calls
$3.77M
Puts
$13.2M
Net Calls
-$9.43M
Net Calls Change
-$17.6M

Top Buyers

1
LCM
Laurion Capital Management
New York
$63.7M
2
Millennium Management
Millennium Management
New York
$38.6M
3
Vanguard Group
Vanguard Group
Pennsylvania
$240M
4
Victory Capital Management
Victory Capital Management
Texas
$32.1M
5
Two Sigma Investments
Two Sigma Investments
New York
$18.8M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
$108M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$33.4M
3
FP
FPR Partners
California
$281M
4
BBHC
Brown Brothers Harriman & Co
New York
$16.5M
5
Invesco
Invesco
Georgia
$98.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Asset Management
151
Nomura Asset Management
Japan
$102K +$102K +2,870 New
Bank of Montreal
152
Bank of Montreal
Ontario, Canada
$101K +$44K +1,059 +77%
Public Employees Retirement Association of Colorado
153
Public Employees Retirement Association of Colorado
Colorado
$97K -$352 -10 -0.4%
UBS Group
154
UBS Group
Switzerland
$93K +$31.8K +899 +52%
Manulife (Manufacturers Life Insurance)
155
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$91K -$986 -28 -1%
AIG
156
American International Group
New York
$87K -$3.44K -98 -4%
IA
157
IFP Advisors
Florida
$79K +$3.25K +93 +4%
Zurich Cantonal Bank
158
Zurich Cantonal Bank
Switzerland
$78K – – –
Citigroup
159
Citigroup
New York
$56K +$49.5K +1,406 +760%
PCM
160
Prelude Capital Management
New York
$53K +$53K +1,500 New
MFS
161
MSI Financial Services
Massachusetts
$44K -$9.4K -268 -18%
Russell Investments Group
162
Russell Investments Group
United Kingdom
$41K +$41K +1,162 New
MAM
163
Meeder Asset Management
Ohio
$40K +$40K +1,129 New
TRCT
164
Tower Research Capital (TRC)
New York
$39K +$39K +1,092 New
CG
165
Cutler Group
California
$37K +$22.7K +653 +158%
Envestnet Asset Management
166
Envestnet Asset Management
Illinois
$35K +$35K +992 New
LTFS
167
Ladenburg Thalmann Financial Services
Florida
$32K +$1.56K +47 +5%
AG
168
Advisor Group
Arizona
$31K +$10.2K +294 +49%
Creative Planning
169
Creative Planning
Kansas
$22K +$22K +627 New
PNC Financial Services Group
170
PNC Financial Services Group
Pennsylvania
$16K +$328 +10 +2%
FAN
171
Financial Advisors Network
California
$13.3K +$13.3K +338 New
Acadian Asset Management
172
Acadian Asset Management
Massachusetts
$12K +$12K +324 New
IR
173
Invictus RG
Bermuda
$12K +$12K +348 New
PHK
174
Point72 Hong Kong
Hong Kong
$9K +$9K +248 New
WA
175
WealthTrust-Arizona
Arizona
$4K -$1.58K -49 -28%
4 5 6
7
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