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LPL Financial
LPLA

Overview Fund Activity

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.36%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
1
Marcato Capital Management
California
$258M
2
FP
2
FPR Partners
California
$504M
3
CCP
3
Clarkston Capital Partners
Michigan
$35.2M
4
BBHC
4
Brown Brothers Harriman & Co
New York
$134M
5
SCM
5
Stonerise Capital Management
California
$9.3M

Top Sellers

1
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$365M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.9M
3
Citigroup
3
Citigroup
New York
$12M
4
Invesco
4
Invesco
Georgia
$142M
5
VNIM
5
Vaughan Nelson Investment Management
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JFGIW
151
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$18K -$37.1K -875 -67%
IA
152
IFP Advisors
Florida
$15K +$15K +358 New
FMII
153
Farmers & Merchants Investments Inc
Nebraska
$12K +$3.88K +88 +48%
WP
154
WealthPLAN Partners
Nebraska
$6.01K +$6.01K +740 New
FNBT
155
FineMark National Bank & Trust
Florida
$6K -$27K -670 -82%
TWA
156
TCI Wealth Advisors
Arizona
$6K – – –
Northwestern Mutual Wealth Management
157
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6K +144 New
KT
158
Kanaly Trust
Texas
$5K -$1.32K -29 -21%
ASN
159
Advisory Services Network
Georgia
$5K – – –
CFA
160
Carroll Financial Associates
North Carolina
$3K – – –
Creative Planning
161
Creative Planning
Kansas
$3K +$1.08K +28 +56%
US Bancorp
162
US Bancorp
Minnesota
$2K -$24.9K -536 -93%
Fifth Third Bancorp
163
Fifth Third Bancorp
Ohio
$1K – – –
QI
164
QS Investors
New York
$1K +$1K +6 New
MFS
165
MSI Financial Services
Massachusetts
$1K +$1K +22 New
Manulife (Manufacturers Life Insurance)
166
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$113 – – –
VNIM
167
Vaughan Nelson Investment Management
Texas
– -$36.1M -908,800 Closed
ACM
168
AKRE Capital Management
Virginia
– -$29.8M -750,500 Closed
Massachusetts Financial Services
169
Massachusetts Financial Services
Massachusetts
– -$17.8M -446,630 Closed
NI
170
Nuance Investments
Missouri
– -$13.9M -348,415 Closed
KCM
171
Kornitzer Capital Management
Kansas
– -$7.61M -191,450 Closed
PL
172
Parkwood LLC
Ohio
– -$5.08M -127,828 Closed
WAM
173
Watershed Asset Management
California
– -$4.15M -104,410 Closed
Natixis Advisors
174
Natixis Advisors
Massachusetts
– -$3.18M -79,840 Closed
AI
175
Analytic Investors
California
– -$2.65M -66,693 Closed
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