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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
JIR
126
James Investment Research
Ohio
$6.65M -$495K -2,997 -7%
CTI
127
Community Trust & Investment
Kentucky
$6.6M -$16.5K -100 -0.2%
Citigroup
128
Citigroup
New York
$6.56M -$20K -121 -0.3%
FVWA
129
Foster Victor Wealth Advisors
South Carolina
$6.54M +$805K +4,875 +15%
Barclays
130
Barclays
United Kingdom
$6.31M +$1.35M +8,153 +26%
CA
131
Capitolis Advisors
New York
$6.29M
Truist Financial
132
Truist Financial
North Carolina
$5.97M +$325K +1,970 +6%
PFO
133
Pathstone Family Office
New Jersey
$5.96M +$112K +678 +2%
P2P
134
Phase 2 Partners
California
$5.89M +$6.07M +36,770 New
BNP Paribas Financial Markets
135
BNP Paribas Financial Markets
France
$5.65M +$2.94M +17,813 +102%
PI
136
PFS Investments
Georgia
$5.62M +$962K +5,827 +20%
CSS
137
Cubist Systematic Strategies
Connecticut
$5.53M +$5.66M +34,304 +16,492%
NIPH
138
NN Investment Partners Holdings
Netherlands
$5.39M +$331K +2,004 +6%
VAS
139
Vestmark Advisory Solutions
Massachusetts
$5.21M +$414K +2,511 +8%
Nomura Asset Management
140
Nomura Asset Management
Japan
$5.1M +$5.26M +31,850 New
Osaic Holdings
141
Osaic Holdings
Arizona
$4.8M +$239K +1,448 +5%
Treasurer of the State of North Carolina
142
Treasurer of the State of North Carolina
North Carolina
$4.62M +$31.4K +190 +0.7%
KW
143
KWB Wealth
California
$4.6M -$51.8K -314 -1%
BAM
144
Bullseye Asset Management
Colorado
$4.34M
CCA
145
Catalyst Capital Advisors
New York
$4.31M -$256K -1,550 -5%
OCA
146
Otter Creek Advisors
Florida
$4.28M -$1.22M -7,385 -22%
WBC
147
Westpac Banking Corp
Australia
$4.09M +$38.6K +234 +0.9%
OSAM
148
O'Shaughnessy Asset Management
Connecticut
$3.9M +$50.7K +307 +1%
ASRS
149
Arizona State Retirement System
Arizona
$3.46M -$29.4K -178 -0.8%
WAG
150
Winthrop Advisory Group
Massachusetts
$3.44M -$24.8K -150 -0.7%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.