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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
126
Capitolis Advisors
New York
$6.77M – – –
State of New Jersey Common Pension Fund D
127
State of New Jersey Common Pension Fund D
New Jersey
$6.61M -$403K -2,573 -6%
CTI
128
Community Trust & Investment
Kentucky
$6.48M +$6.48M +41,326 New
Citigroup
129
Citigroup
New York
$6.44M -$1.69M -10,761 -21%
D.E. Shaw & Co
130
D.E. Shaw & Co
New York
$6.15M -$14.6M -93,089 -70%
Rafferty Asset Management
131
Rafferty Asset Management
New York
$5.99M -$1.07M -6,853 -15%
PFO
132
Pathstone Family Office
New Jersey
$5.73M +$316K +2,018 +6%
Truist Financial
133
Truist Financial
North Carolina
$5.54M +$471K +3,006 +9%
AACP
134
Advantage Alpha Capital Partners
California
$5.43M +$664K +4,235 +14%
OCA
135
Otter Creek Advisors
Florida
$5.35M +$2.86M +18,225 +115%
BA
136
Bridgewater Associates
Connecticut
$5.11M +$1.12M +7,123 +28%
CAM
137
ClariVest Asset Management
California
$5.06M -$142K -907 -3%
Citadel Advisors
138
Citadel Advisors
Florida
$5.04M -$21.2M -134,950 -81%
NIPH
139
NN Investment Partners Holdings
Netherlands
$4.97M +$2.2M +14,047 +80%
FVWA
140
Foster Victor Wealth Advisors
South Carolina
$4.96M +$802K +5,119 +19%
Barclays
141
Barclays
United Kingdom
$4.9M -$5.18M -33,049 -51%
PI
142
PFS Investments
Georgia
$4.89M +$1.09M +6,545 +29%
Renaissance Technologies
143
Renaissance Technologies
New York
$4.79M -$5.12M -32,690 -52%
Los Angeles Capital Management
144
Los Angeles Capital Management
California
$4.72M -$292K -1,860 -6%
VAS
145
Vestmark Advisory Solutions
Massachusetts
$4.71M +$468K +2,987 +11%
KW
146
KWB Wealth
California
$4.55M +$260K +1,658 +6%
Treasurer of the State of North Carolina
147
Treasurer of the State of North Carolina
North Carolina
$4.5M +$152K +969 +3%
CCA
148
Catalyst Capital Advisors
New York
$4.47M -$235K -1,500 -5%
Osaic Holdings
149
Osaic Holdings
Arizona
$4.46M +$145K +926 +3%
BAM
150
Bullseye Asset Management
Colorado
$4.35M -$32.5K -207 -0.7%
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