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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
Wells Fargo
California
$110M
3
FCM
Frontier Capital Management
Massachusetts
$110M
4
ACL
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
$132M
2
Invesco
Invesco
Georgia
$241M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
Comerica Bank
126
Comerica Bank
Texas
$3.94M +$1.92M +16,741 +95%
GTCM
127
Gyon Technologies Capital Management
New Jersey
$3.86M +$3.86M +36,997 New
ECM
128
ExodusPoint Capital Management
New York
$3.83M +$1.77M +16,957 +86%
CAM
129
ClariVest Asset Management
California
$3.49M -$19.4K -186 -0.6%
Bank of Montreal
130
Bank of Montreal
Ontario, Canada
$3.44M +$94.8K +812 +3%
Rafferty Asset Management
131
Rafferty Asset Management
New York
$3.39M +$569K +5,455 +20%
Citigroup
132
Citigroup
New York
$3.37M -$1.72M -16,541 -34%
Squarepoint
133
Squarepoint
New York
$3.36M +$3.36M +32,263 New
WBC
134
Westpac Banking Corp
Australia
$3.35M -$126K -1,213 -4%
Treasurer of the State of North Carolina
135
Treasurer of the State of North Carolina
North Carolina
$3.14M +$134K +1,290 +4%
TAM
136
Trillium Asset Management
Massachusetts
$2.96M +$71.1K +682 +2%
SFI
137
Susquehanna Fundamental Investments
Pennsylvania
$2.94M +$1.84M +17,629 +166%
AAMU
138
AEGON Asset Management (UK)
United Kingdom
$2.92M – – –
BAM
139
Bullseye Asset Management
Colorado
$2.91M -$45.6K -438 -2%
PFO
140
Pathstone Family Office
New Jersey
$2.86M +$22.5K +216 +0.8%
KW
141
KWB Wealth
California
$2.83M +$2.83M +27,192 New
GC
142
Globeflex Capital
California
$2.77M +$4.48K +43 +0.2%
DIA
143
Dana Investment Advisors
Wisconsin
$2.6M -$343K -3,294 -12%
Envestnet Asset Management
144
Envestnet Asset Management
Illinois
$2.59M +$6.25K +60 +0.2%
APG Asset Management
145
APG Asset Management
Netherlands
$2.51M -$6.97M -81,800 -73%
Daiwa Securities Group
146
Daiwa Securities Group
Japan
$2.48M -$374K -3,588 -13%
ASRS
147
Arizona State Retirement System
Arizona
$2.39M -$89.6K -860 -4%
BPM
148
Bowling Portfolio Management
Ohio
$2.34M -$77.6K -745 -3%
WAG
149
Winthrop Advisory Group
Massachusetts
$2.31M – – –
Prudential Financial
150
Prudential Financial
New Jersey
$2.23M -$642K -6,163 -22%
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6
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