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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
Comerica Bank
126
Comerica Bank
Texas
$3.94M +$1.5M +16,741 +95%
GTCM
127
Gyon Technologies Capital Management
New Jersey
$3.86M +$3.32M +36,997 New
ECM
128
ExodusPoint Capital Management
New York
$3.83M +$1.52M +16,957 +86%
CAM
129
ClariVest Asset Management
California
$3.49M -$16.7K -186 -0.6%
Bank of Montreal
130
Bank of Montreal
Ontario, Canada
$3.44M +$73K +812 +3%
Rafferty Asset Management
131
Rafferty Asset Management
New York
$3.39M +$490K +5,455 +20%
Citigroup
132
Citigroup
New York
$3.37M -$1.49M -16,541 -34%
Squarepoint
133
Squarepoint
New York
$3.36M +$2.9M +32,263 New
WBC
134
Westpac Banking Corp
Australia
$3.35M -$109K -1,213 -4%
Treasurer of the State of North Carolina
135
Treasurer of the State of North Carolina
North Carolina
$3.14M +$116K +1,290 +4%
TAM
136
Trillium Asset Management
Massachusetts
$2.96M +$61.3K +682 +2%
SFI
137
Susquehanna Fundamental Investments
Pennsylvania
$2.94M +$1.58M +17,629 +166%
AAMU
138
AEGON Asset Management (UK)
United Kingdom
$2.92M
BAM
139
Bullseye Asset Management
Colorado
$2.91M -$39.4K -438 -2%
PFO
140
Pathstone Family Office
New Jersey
$2.85M +$19.4K +216 +0.8%
KW
141
KWB Wealth
California
$2.83M +$2.44M +27,192 New
GC
142
Globeflex Capital
California
$2.77M +$3.86K +43 +0.2%
DIA
143
Dana Investment Advisors
Wisconsin
$2.6M -$296K -3,294 -12%
Envestnet Asset Management
144
Envestnet Asset Management
Illinois
$2.58M +$5.39K +60 +0.2%
APG Asset Management
145
APG Asset Management
Netherlands
$2.51M -$7.35M -81,800 -73%
Daiwa Securities Group
146
Daiwa Securities Group
Japan
$2.48M -$322K -3,588 -13%
ASRS
147
Arizona State Retirement System
Arizona
$2.39M -$77.3K -860 -4%
BPM
148
Bowling Portfolio Management
Ohio
$2.34M -$67K -745 -3%
WAG
149
Winthrop Advisory Group
Massachusetts
$2.31M
Prudential Financial
150
Prudential Financial
New Jersey
$2.23M -$554K -6,163 -22%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.