LPLA icon

LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
DIA
126
Dana Investment Advisors
Wisconsin
$2.17M -$70.1K -914 -3%
AAMU
127
AEGON Asset Management (UK)
United Kingdom
$2.15M +$147K +1,920 +7%
TAM
128
Trillium Asset Management
Massachusetts
$2.12M -$892K -11,634 -30%
Prudential Financial
129
Prudential Financial
New Jersey
$2.11M -$33M -430,562 -94%
IUHSA
130
Itau Unibanco Holding S.A.
Brazil
$2.1M -$997K -13,000 -32%
Daiwa Securities Group
131
Daiwa Securities Group
Japan
$2.1M -$815K -10,631 -28%
PFO
132
Pathstone Family Office
New Jersey
$2.08M +$3.6K +47 +0.2%
Rafferty Asset Management
133
Rafferty Asset Management
New York
$2.08M +$839K +10,947 +68%
BNP Paribas Financial Markets
134
BNP Paribas Financial Markets
France
$2.05M +$363K +4,732 +21%
GC
135
Globeflex Capital
California
$2.03M -$393K -5,124 -16%
WG
136
Winton Group
United Kingdom
$1.95M +$863K +11,257 +79%
Envestnet Asset Management
137
Envestnet Asset Management
Illinois
$1.9M +$99.2K +1,294 +6%
Voloridge Investment Management
138
Voloridge Investment Management
Florida
$1.87M -$70.5K -919 -4%
SGA
139
Strategic Global Advisors
California
$1.86M +$315K +4,104 +20%
ASRS
140
Arizona State Retirement System
Arizona
$1.82M +$446K +5,825 +32%
PAG
141
Private Advisor Group
New Jersey
$1.8M -$7.44K -97 -0.4%
BPM
142
Bowling Portfolio Management
Ohio
$1.78M -$123K -1,609 -6%
WAG
143
Winthrop Advisory Group
Massachusetts
$1.71M +$77 +1 +0%
Two Sigma Investments
144
Two Sigma Investments
New York
$1.62M -$7.08M -92,382 -81%
LPL Financial
145
LPL Financial
California
$1.62M -$82.8K -1,080 -5%
VIA
146
Vident Investment Advisory
Georgia
$1.55M -$34.4K -449 -2%
BF
147
BOK Financial
Oklahoma
$1.54M -$192K -2,503 -11%
CCM
148
Callodine Capital Management
Massachusetts
$1.53M +$1.53M +20,000 New
ECM
149
ExodusPoint Capital Management
New York
$1.52M -$2.88M -37,533 -66%
KM
150
Kalos Management
Georgia
$1.49M -$643K -7,318 -30%
4 5
6
7 8