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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
OAM
126
Oxford Asset Management
United Kingdom
$2.44M +$467K +5,837 +24%
Axa
127
Axa
France
$2.42M +$2.37M +29,600 New
Sumitomo Mitsui Trust Group
128
Sumitomo Mitsui Trust Group
Japan
$2.4M +$2.35M +29,351 New
Asset Management One
129
Asset Management One
Japan
$2.32M +$2.27M +28,374 New
T. Rowe Price Associates
130
T. Rowe Price Associates
Maryland
$2.32M +$21.8K +273 +1%
BF
131
BOK Financial
Oklahoma
$2.23M +$4.16K +52 +0.2%
SCM
132
Sterling Capital Management
North Carolina
$2.18M -$732K -9,150 -26%
NAM
133
Nexpoint Asset Management
Texas
$2.13M +$2.08M +26,000 New
CIBC Asset Management
134
CIBC Asset Management
Ontario, Canada
$2.08M -$1.6K -20 -0.1%
Bank of Montreal
135
Bank of Montreal
Ontario, Canada
$2.08M -$91K -1,137 -4%
ZIM
136
Zacks Investment Management
Illinois
$2.05M -$267K -3,333 -12%
PI
137
PEAK6 Investments
Illinois
$2.02M +$1.97M +24,674 New
Squarepoint
138
Squarepoint
New York
$1.93M -$2.58M -32,182 -58%
Capital Fund Management (CFM)
139
Capital Fund Management (CFM)
France
$1.92M -$1.56M -19,508 -45%
Grantham, Mayo, Van Otterloo & Co (GMO)
140
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.85M -$456K -5,700 -20%
NIPH
141
NN Investment Partners Holdings
Netherlands
$1.84M +$28K +350 +2%
WAG
142
Winthrop Advisory Group
Massachusetts
$1.83M
PAG
143
Private Advisor Group
New Jersey
$1.79M -$320 -4 -0%
Janney Montgomery Scott
144
Janney Montgomery Scott
Pennsylvania
$1.77M -$2.48M -31,040 -59%
Simplex Trading
145
Simplex Trading
Illinois
$1.76M +$1.72M +21,480 New
Treasurer of the State of North Carolina
146
Treasurer of the State of North Carolina
North Carolina
$1.71M -$1.1M -13,750 -40%
AB
147
Amalgamated Bank
New York
$1.71M +$199K +2,487 +14%
ACM
148
AlphaCrest Capital Management
New York
$1.71M -$1.35M -16,897 -45%
KM
149
Kalos Management
Georgia
$1.63M +$464K +5,792 +41%
LPL Financial
150
LPL Financial
California
$1.49M +$33.7K +421 +2%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.