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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
OAM
126
Oxford Asset Management
United Kingdom
$2.44M +$478K +5,837 +24%
Axa
127
Axa
France
$2.43M +$2.43M +29,600 New
Sumitomo Mitsui Trust Group
128
Sumitomo Mitsui Trust Group
Japan
$2.4M +$2.4M +29,351 New
Asset Management One
129
Asset Management One
Japan
$2.32M +$2.32M +28,374 New
T. Rowe Price Associates
130
T. Rowe Price Associates
Maryland
$2.32M +$22.4K +273 +1%
BF
131
BOK Financial
Oklahoma
$2.23M +$4.26K +52 +0.2%
SCM
132
Sterling Capital Management
North Carolina
$2.18M -$749K -9,150 -26%
NAM
133
Nexpoint Asset Management
Texas
$2.13M +$2.13M +26,000 New
CIBC Asset Management
134
CIBC Asset Management
Ontario, Canada
$2.08M -$1.64K -20 -0.1%
Bank of Montreal
135
Bank of Montreal
Ontario, Canada
$2.08M -$93.2K -1,137 -4%
ZIM
136
Zacks Investment Management
Illinois
$2.05M -$273K -3,333 -12%
PI
137
PEAK6 Investments
Illinois
$2.02M +$2.02M +24,674 New
Squarepoint
138
Squarepoint
New York
$1.93M -$2.64M -32,182 -58%
Capital Fund Management (CFM)
139
Capital Fund Management (CFM)
France
$1.92M -$1.6M -19,508 -45%
Grantham, Mayo, Van Otterloo & Co (GMO)
140
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.85M -$467K -5,700 -20%
NIPH
141
NN Investment Partners Holdings
Netherlands
$1.84M +$28.7K +350 +2%
WAG
142
Winthrop Advisory Group
Massachusetts
$1.83M – – –
PAG
143
Private Advisor Group
New Jersey
$1.79M -$328 -4 -0%
Janney Montgomery Scott
144
Janney Montgomery Scott
Pennsylvania
$1.77M -$2.54M -31,040 -59%
Simplex Trading
145
Simplex Trading
Illinois
$1.76M +$1.76M +21,480 New
Treasurer of the State of North Carolina
146
Treasurer of the State of North Carolina
North Carolina
$1.71M -$1.13M -13,750 -40%
AB
147
Amalgamated Bank
New York
$1.71M +$204K +2,487 +14%
ACM
148
AlphaCrest Capital Management
New York
$1.71M -$1.38M -16,897 -45%
KM
149
Kalos Management
Georgia
$1.63M +$474K +5,792 +41%
LPL Financial
150
LPL Financial
California
$1.49M +$34.5K +421 +2%
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