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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
SB
126
Suntrust Banks
Georgia
$2.1M +$384K +5,322 +21%
CIBC Asset Management
127
CIBC Asset Management
Ontario, Canada
$2.04M -$469K -6,510 -18%
Envestnet Asset Management
128
Envestnet Asset Management
Illinois
$2.03M +$576K +7,986 +38%
N
129
Natixis
France
$2M +$426K +5,909 +26%
CIC
130
Chase Investment Counsel
Virginia
$1.99M +$1.4M +19,380 +209%
BF
131
BOK Financial
Oklahoma
$1.96M +$1.04M +14,379 +104%
T. Rowe Price Associates
132
T. Rowe Price Associates
Maryland
$1.95M +$205K +2,840 +11%
ZIM
133
Zacks Investment Management
Illinois
$1.95M +$492K +6,826 +32%
Grantham, Mayo, Van Otterloo & Co (GMO)
134
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.9M +$1.97M +27,300 New
NEI
135
Northwest & Ethical Investments
Ontario, Canada
$1.89M +$1.96M +27,164 New
OTPPB
136
Ontario Teachers' Pension Plan Board
Ontario, Canada
$1.89M +$168K +2,330 +9%
Janney Montgomery Scott
137
Janney Montgomery Scott
Pennsylvania
$1.83M +$850K +11,796 +81%
IP
138
Interval Partners
New York
$1.78M -$1.51M -21,018 -45%
VI
139
Versor Investments
New York
$1.77M +$389K +5,391 +27%
SEC
140
Seven Eight Capital
New York
$1.76M +$1.82M +25,300 New
ARTA
141
A.R.T. Advisors
New York
$1.75M +$90.7K +1,259 +5%
ACM
142
AlphaCrest Capital Management
New York
$1.73M +$1.55M +21,473 +632%
EP
143
Elkfork Partners
Oregon
$1.71M -$1.93M -26,730 -52%
Mackenzie Financial
144
Mackenzie Financial
Ontario, Canada
$1.69M +$1.75M +24,294 New
Man Group
145
Man Group
United Kingdom
$1.66M -$1.94M -26,913 -53%
QT
146
Quantbot Technologies
New York
$1.66M +$1.71M +23,765 New
HI
147
HBK Investments
Texas
$1.65M +$1.07M +14,803 +165%
WAG
148
Winthrop Advisory Group
Massachusetts
$1.58M -$72.1K -1,000 -4%
QIM
149
Quantitative Investment Management
Virginia
$1.52M +$1.58M +21,900 New
Balyasny Asset Management
150
Balyasny Asset Management
Illinois
$1.48M -$109M -1,518,400 -99%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.