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LPL Financial
LPLA

Overview Fund Activity

153 hedge funds and large institutions have $2.31B invested in LPL Financial in 2016 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 61 increasing their positions, 49 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
153
Holders Change
-13
Holders Change %
-7.83%
% of All Funds
4.08%
Holding in Top 10
10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-23.08%
% of All Funds
0.27%
New
27
Increased
61
Reduced
49
Closed
37
Calls
$38.9M
Puts
$15.4M
Net Calls
+$23.5M
Net Calls Change
+$26.9M

Top Buyers

1
CCP
1
Clarkston Capital Partners
Michigan
$74.8M
2
FCIM
2
Fairview Capital Investment Management
California
$123M
3
DIG
3
Dragoneer Investment Group
California
$38.7M
4
Invesco
4
Invesco
Georgia
$103M
5
HCM
5
HMI Capital Management
California
$68.9M

Top Sellers

1
MCM
1
Marcato Capital Management
California
$0
2
American Century Companies
2
American Century Companies
Missouri
$0
3
William Blair Investment Management
3
William Blair Investment Management
Illinois
$0
4
Principal Financial Group
4
Principal Financial Group
Iowa
$401K
5
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$168M
Name Holding Trade Value Shares
Change 		Shares
Change %
KIG
126
Kessler Investment Group
Indiana
$51K – – –
Zurich Cantonal Bank
127
Zurich Cantonal Bank
Switzerland
$47K – – –
Bank of Montreal
128
Bank of Montreal
Ontario, Canada
$42K +$20.6K +842 +97%
IIC
129
Integrated Investment Consultants
Michigan
$38K +$38K +1,650 New
LTFS
130
Ladenburg Thalmann Financial Services
Florida
$31K +$15.3K +617 +98%
CCA
131
Checchi Capital Advisers
California
$31K +$31K +1,250 New
Nisa Investment Advisors
132
Nisa Investment Advisors
Missouri
$25K +$25K +1,000 New
Royal Bank of Canada
133
Royal Bank of Canada
Ontario, Canada
$24K -$348K -14,070 -94%
RFC
134
Russell Frank Company
Washington
$21K -$65.8K -2,668 -76%
Citigroup
135
Citigroup
New York
$17K -$6.9M -280,853 -100%
DADC
136
D.A. Davidson & Co
Montana
$15K -$298K -13,410 -95%
JIM
137
Jupiter Investment Management
United Kingdom
$15K +$15K +610 New
Barclays
138
Barclays
United Kingdom
$14K -$2.23M -94,239 -99%
PNC Financial Services Group
139
PNC Financial Services Group
Pennsylvania
$14K -$821 -32 -6%
Geode Capital Management
140
Geode Capital Management
Massachusetts
$12.5K +$188 +7,564 +2%
DVM
141
Dreman Value Management
Florida
$7K +$7K +294 New
SEI Investments
142
SEI Investments
Pennsylvania
$6K -$295K -11,694 -98%
IA
143
IFP Advisors
Florida
$5K -$15.1K -269 -75%
WA
144
WealthTrust-Arizona
Arizona
$5K +$5K +200 New
DIA
145
Davidson Investment Advisors
Montana
$4K -$629K -30,645 -99%
Creative Planning
146
Creative Planning
Kansas
$4K +$2.18K +93 +119%
KT
147
Kanaly Trust
Texas
$3K +$179 +7 +6%
US Bancorp
148
US Bancorp
Minnesota
$3K +$1.76K +61 +142%
FNBT
149
FineMark National Bank & Trust
Florida
$2K -$2.73K -86 -58%
MFW
150
Mosaic Family Wealth
Missouri
$2K +$2K +95 New
4 5
6
7 8