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LPL Financial
LPLA

Overview Fund Activity

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.36%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
1
Marcato Capital Management
California
$258M
2
FP
2
FPR Partners
California
$504M
3
CCP
3
Clarkston Capital Partners
Michigan
$35.2M
4
BBHC
4
Brown Brothers Harriman & Co
New York
$134M
5
SCM
5
Stonerise Capital Management
California
$9.3M

Top Sellers

1
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$365M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.9M
3
Citigroup
3
Citigroup
New York
$12M
4
Invesco
4
Invesco
Georgia
$142M
5
VNIM
5
Vaughan Nelson Investment Management
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
126
Quantitative Investment Management
Virginia
$226K +$226K +5,300 New
Tudor Investment Corp
127
Tudor Investment Corp
Connecticut
$213K +$213K +4,988 New
AWCI
128
Alpine Woods Capital Investors
New York
$208K +$208K +4,869 New
CIM
129
Calvert Investment Management
Maryland
$202K +$202K +4,733 New
FMT
130
First Mercantile Trust
Tennessee
$188K – – –
RFC
131
Russell Frank Company
Washington
$151K -$2.83M -65,966 -95%
BlackRock
132
BlackRock
New York
$151K +$22K +515 +17%
BNP Paribas Financial Markets
133
BNP Paribas Financial Markets
France
$131K +$78.1K +1,831 +148%
MFBTD
134
MB Financial Bank - Trust Department
Illinois
$128K – – –
SG Americas Securities
135
SG Americas Securities
New York
$119K +$119K +2,780 New
Public Employees Retirement Association of Colorado
136
Public Employees Retirement Association of Colorado
Colorado
$113K +$981 +23 +0.9%
WA
137
WFG Advisors
Texas
$108K +$17.3K +407 +19%
Canada Pension Plan Investment Board
138
Canada Pension Plan Investment Board
Ontario, Canada
$98K +$4.26K +100 +5%
TRCT
139
Tower Research Capital (TRC)
New York
$94K +$20.3K +474 +28%
AIG
140
American International Group
New York
$89K +$422 +10 +0.5%
CF
141
CenterStar Fund
Illinois
$88K -$113K – –
KIG
142
Kessler Investment Group
Indiana
$87K – – –
Zurich Cantonal Bank
143
Zurich Cantonal Bank
Switzerland
$82K +$33.2K +774 +68%
GT
144
Glenmede Trust
Pennsylvania
$81K – – –
JPMorgan Chase & Co
145
JPMorgan Chase & Co
New York
$79K -$512K -12,029 -87%
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
$75K -$28.6K -668 -28%
MAM
147
Meeder Asset Management
Ohio
$45K +$45K +1,047 New
Bank of Montreal
148
Bank of Montreal
Ontario, Canada
$38K +$32.3K +740 +565%
LTFS
149
Ladenburg Thalmann Financial Services
Florida
$27K -$5.74K -134 -18%
PNC Financial Services Group
150
PNC Financial Services Group
Pennsylvania
$24K -$2.49K -60 -9%
4 5
6
7 8