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LPL Financial
LPLA

182 hedge funds and large institutions have $4.29B invested in LPL Financial in 2013 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 56 increasing their positions, 68 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 14

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

26% more capital invested

Capital invested by funds: $3.4B → $4.29B (+$888M)

22% more funds holding

Funds holding: 149 → 182 (+33)

18% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 68

87% less call options, than puts

Call options by funds: $146K | Put options by funds: $1.1M

Holders
182
Holders Change
+33
Holders Change %
+22.15%
% of All Funds
5.28%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.29%
New
47
Increased
56
Reduced
68
Closed
14
Calls
$146K
Puts
$1.1M
Net Calls
-$959K
Net Calls Change
-$507K

Top Buyers

1
Invesco
Invesco
Georgia
+$90.4M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$29.2M
3
Artisan Partners
Artisan Partners
Wisconsin
+$29.2M
4
BIT
BlackRock Institutional Trust
California
+$21.9M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$20.2M

Top Sellers

1
HLA
Hamilton Lane Advisors
Pennsylvania
-$28.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$24.5M
3
State Street
State Street
Massachusetts
-$23.7M
4
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
-$21.5M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$21M
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
126
BlackRock Advisors
Delaware
$552K +$30.3K +721 +7%
Tudor Investment Corp
127
Tudor Investment Corp
Connecticut
$518K -$642K -15,300 -58%
HI
128
HBK Investments
Texas
$480K -$41.2K -983 -9%
URS
129
Utah Retirement Systems
Utah
$469K – – –
BOTW
130
Bank of the West
California
$438K – – –
SCA
131
SAC Capital Advisors
Connecticut
$367K -$140K -3,343 -30%
Susquehanna International Group
132
Susquehanna International Group
Pennsylvania
$362K +$323K +7,693 New
DC
133
Deere & Company
Illinois
$359K +$320K +7,627 New
BF
134
BOK Financial
Oklahoma
$334K -$19.3K -459 -6%
CC
135
Cipher Capital
New York
$325K +$290K +6,917 New
KeyBank National Association
136
KeyBank National Association
Ohio
$324K -$39.1K -932 -12%
Citigroup
137
Citigroup
New York
$321K -$291K -6,932 -50%
PNC Financial Services Group
138
PNC Financial Services Group
Pennsylvania
$308K +$211K +5,030 +326%
CB
139
Cooke & Bieler
Pennsylvania
$294K +$262K +6,250 New
BNP Paribas Financial Markets
140
BNP Paribas Financial Markets
France
$293K +$261K +6,228 New
HIM
141
Hillsdale Investment Management
Ontario, Canada
$292K +$260K +6,200 New
Canada Life
142
Canada Life
Manitoba, Canada
$291K +$258K +6,149 New
Comerica Bank
143
Comerica Bank
Texas
$282K -$21.8K -519 -8%
BOS
144
Bingham Osborn & Scarborough
California
$278K -$312K -7,442 -56%
CA
145
Commerzbank Aktiengesellschaft
Germany
$258K +$203K +4,826 New
AB
146
Amalgamated Bank
New York
$251K +$224K +5,331 New
EMFAT
147
Emerald Mutual Fund Advisers Trust
Pennsylvania
$242K +$191K +4,550 New
BlackRock
148
BlackRock
New York
$241K -$23.5K -559 -10%
AW
149
ACG Wealth
Georgia
$235K +$210K +5,000 New
CIBC Asset Management
150
CIBC Asset Management
Ontario, Canada
$231K +$206K +4,905 New
4 5
6
7 8

LPLA Hedge Fund Activity: Q4 2013 in Review

182 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2013, worth a combined $4.29B — up 26% from $3.4B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new LPLA positions and 14 closed out — a net gain of 33 holders — while 56 added to existing stakes and 68 trimmed.

The largest buyer was Invesco, adding an estimated $90.4M. The largest seller was Hamilton Lane Advisors, cutting an estimated $28.5M.

  • 182 institutional investors held LPL Financial (LPLA) as of Q4 2013, up from 149 in Q3 2013.
  • Funds reported $4.29B of LPL Financial stock for Q4 2013, up 26% quarter-over-quarter.
  • 47 funds opened new LPL Financial positions in Q4 2013 and 14 closed out, a net change of +33 holders.
  • The largest LPL Financial buyer in Q4 2013 was Invesco, an estimated $90.4M added.
  • The largest LPL Financial seller in Q4 2013 was Hamilton Lane Advisors, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.