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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
2
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
4
Point72 Asset Management
Connecticut
$81.2M
5
JCM
5
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
1
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
3
HG Vora Capital Management
New York
$125M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.08B
5
IAM
5
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Voloridge Investment Management
101
Voloridge Investment Management
Florida
$10.3M -$8.77M -55,947 -46%
BPIM
102
Brant Point Investment Management
New York
$10.2M +$3.95M +25,208 +63%
CM
103
Castleark Management
Illinois
$10M -$1.6M -10,185 -14%
CA
104
CastleArk Alternatives
Illinois
$10M +$10M +64,060 New
BGIM
105
Brandywine Global Investment Management
Pennsylvania
$9.82M -$662K -4,224 -6%
Russell Investments Group
106
Russell Investments Group
United Kingdom
$9.78M +$2.25M +14,341 +30%
GC
107
Gillson Capital
Illinois
$9.58M +$9.58M +61,084 New
Natixis Advisors
108
Natixis Advisors
Massachusetts
$9.52M +$167K +1,064 +2%
ACL
109
Azora Capital LP
Florida
$9.51M -$12M -76,508 -56%
SSA
110
Schonfeld Strategic Advisors
New York
$9.37M +$475K +3,032 +5%
Ameriprise
111
Ameriprise
Minnesota
$8.98M +$1.53M +9,730 +20%
US Bancorp
112
US Bancorp
Minnesota
$8.89M +$371K +2,365 +4%
Bank of Nova Scotia
113
Bank of Nova Scotia
Ontario, Canada
$8.7M +$6.44M +41,100 +286%
TPCM
114
Three Peaks Capital Management
Colorado
$8.66M +$769K +4,904 +10%
Janney Montgomery Scott
115
Janney Montgomery Scott
Pennsylvania
$7.89M +$301K +1,919 +4%
UBS Group
116
UBS Group
Switzerland
$7.73M -$1.28M -8,163 -14%
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
$7.67M +$225K +1,435 +3%
IA
118
Icon Advisers
Colorado
$7.59M +$7.59M +48,400 New
AQR Capital Management
119
AQR Capital Management
Connecticut
$7.41M +$721K +4,598 +11%
Ohio Public Employees Retirement System (OPERS)
120
Ohio Public Employees Retirement System (OPERS)
Ohio
$7.4M -$89K -568 -1%
HF
121
HRT Financial
New York
$7.29M +$7.29M +46,486 New
First Trust Advisors
122
First Trust Advisors
Illinois
$7.01M -$18.3M -116,967 -72%
KCM
123
Kennedy Capital Management
Missouri
$7M -$395K -2,520 -5%
Two Sigma Advisers
124
Two Sigma Advisers
New York
$6.99M -$1.03M -6,600 -13%
JIR
125
James Investment Research
Ohio
$6.98M -$5.71M -36,436 -45%
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5
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