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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
HSBC Holdings
101
HSBC Holdings
United Kingdom
$6.38M +$2.51M +27,877 +84%
AG
102
Aperio Group
California
$5.75M -$49K -545 -1%
Balyasny Asset Management
103
Balyasny Asset Management
Illinois
$5.71M +$4.92M +54,751 New
State of New Jersey Common Pension Fund D
104
State of New Jersey Common Pension Fund D
New Jersey
$5.54M -$192K -2,134 -4%
TPCM
105
Three Peaks Capital Management
Colorado
$5.45M +$377K +4,198 +9%
Hudson Bay Capital Management
106
Hudson Bay Capital Management
Connecticut
$5.21M -$3.15M -35,000 -41%
FC
107
Full18 Capital
Connecticut
$5.21M +$4.49M +49,967 New
OCA
108
Otter Creek Advisors
Florida
$5.17M -$303K -3,371 -6%
Citadel Advisors
109
Citadel Advisors
Florida
$5.14M +$3.88M +43,187 +699%
US Bancorp
110
US Bancorp
Minnesota
$5.12M +$1.08M +12,063 +33%
Axa
111
Axa
France
$5.05M +$4.06M +45,200 +1,370%
KCM
112
Kennedy Capital Management
Missouri
$4.89M +$8.18K +91 +0.2%
SEI Investments
113
SEI Investments
Pennsylvania
$4.86M -$828K -9,219 -16%
Nomura Asset Management
114
Nomura Asset Management
Japan
$4.77M
AQR Capital Management
115
AQR Capital Management
Connecticut
$4.64M -$7.39M -82,263 -65%
MAM
116
Martingale Asset Management
Massachusetts
$4.62M -$3.35M -37,313 -46%
CCMG
117
Clark Capital Management Group
Pennsylvania
$4.58M +$813K +9,049 +26%
PMAM
118
Picton Mahoney Asset Management
Ontario, Canada
$4.5M -$617K -6,869 -14%
KOCAA
119
Knights of Columbus Asset Advisors
Connecticut
$4.34M +$248K +2,762 +7%
UBS Group
120
UBS Group
Switzerland
$4.32M +$213K +2,366 +6%
Los Angeles Capital Management
121
Los Angeles Capital Management
California
$4.24M +$162K +1,800 +5%
Marshall Wace
122
Marshall Wace
United Kingdom
$4.21M -$8.7M -96,846 -71%
PI
123
Putnam Investments
Massachusetts
$4.18M -$80.5K -896 -2%
Ohio Public Employees Retirement System (OPERS)
124
Ohio Public Employees Retirement System (OPERS)
Ohio
$4.02M +$758K +8,436 +28%
Barclays
125
Barclays
United Kingdom
$4.02M +$2.09M +23,253 +152%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.