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LPL Financial

326 hedge funds and large institutions have $5.85B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 132 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.73% less ownership

Funds ownership: 97.54%96.81% (-0.73%)

3% less capital invested

Capital invested by funds: $6.03B → $5.85B (-$180M)

4% less funds holding

Funds holding: 341326 (-15)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

14% less repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 132

26% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 53

45% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $14.7M

Holders
326
Holders Change
-15
Holders Change %
-4.4%
% of All Funds
6.58%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
132
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
101
Citigroup
New York
$3.75M -$1.35M -17,002 -26%
JIR
102
James Investment Research
Ohio
$3.73M -$54.8K -690 -1%
TPCM
103
Three Peaks Capital Management
Colorado
$3.69M +$461K +5,800 +14%
KCM
104
Kennedy Capital Management
Missouri
$3.59M +$3.72M +46,791 New
NIPH
105
NN Investment Partners Holdings
Netherlands
$3.53M -$376K -4,739 -9%
Nomura Asset Management
106
Nomura Asset Management
Japan
$3.51M +$472K +5,946 +15%
Calamos Advisors
107
Calamos Advisors
Illinois
$3.25M -$1.87M -23,540 -36%
PI
108
Putnam Investments
Massachusetts
$3.14M -$23.4K -295 -0.7%
Capital Fund Management (CFM)
109
Capital Fund Management (CFM)
France
$3.01M +$3.12M +39,303 New
UBS Group
110
UBS Group
Switzerland
$3M +$1.47M +18,498 +90%
Los Angeles Capital Management
111
Los Angeles Capital Management
California
$2.98M -$5.83M -73,394 -65%
KOCAA
112
Knights of Columbus Asset Advisors
Connecticut
$2.98M +$197K +2,486 +7%
AIMCA
113
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.98M +$3.08M +38,800 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
114
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$2.84M +$1.59M +20,000 +117%
US Bancorp
115
US Bancorp
Minnesota
$2.84M +$2.78M +35,030 +1,726%
CCMG
116
Clark Capital Management Group
Pennsylvania
$2.67M +$518K +6,528 +23%
CAM
117
ClariVest Asset Management
California
$2.58M -$1.12M -14,140 -30%
WBC
118
Westpac Banking Corp
Australia
$2.56M +$58.5K +737 +2%
HSBC Holdings
119
HSBC Holdings
United Kingdom
$2.55M -$2.6M -32,800 -50%
Jane Street
120
Jane Street
New York
$2.43M -$2.07M -26,056 -45%
Ohio Public Employees Retirement System (OPERS)
121
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.31M -$191K -2,407 -7%
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$2.28M -$1.33M -16,688 -37%
Bank of Nova Scotia
123
Bank of Nova Scotia
Ontario, Canada
$2.21M +$2.29M +28,893 New
Treasurer of the State of North Carolina
124
Treasurer of the State of North Carolina
North Carolina
$2.21M -$1.59K -20 -0.1%
BAM
125
Bullseye Asset Management
Colorado
$2.17M -$2.78K -35 -0.1%