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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Calamos Advisors
101
Calamos Advisors
Illinois
$5.49M +$2.82M +35,242 +111%
State of New Jersey Common Pension Fund D
102
State of New Jersey Common Pension Fund D
New Jersey
$5.48M +$5.35M +66,900 New
TPCM
103
Three Peaks Capital Management
Colorado
$4.7M +$1.28M +15,992 +39%
Susquehanna International Group
104
Susquehanna International Group
Pennsylvania
$4.69M +$3.09M +38,557 +206%
Natixis Advisors
105
Natixis Advisors
Massachusetts
$4.6M -$2.18M -27,237 -33%
BNP Paribas Financial Markets
106
BNP Paribas Financial Markets
France
$4.47M -$2.17M -27,145 -33%
CCMG
107
Clark Capital Management Group
Pennsylvania
$4.46M -$105K -1,308 -2%
Ohio Public Employees Retirement System (OPERS)
108
Ohio Public Employees Retirement System (OPERS)
Ohio
$4.39M -$3.66M -45,670 -46%
AG
109
Aperio Group
California
$4.2M -$648K -8,100 -14%
Daiwa Securities Group
110
Daiwa Securities Group
Japan
$4.17M -$431K -5,384 -10%
AII
111
AGF Investments Inc
Ontario, Canada
$4.09M
NC
112
Northpointe Capital
Michigan
$3.74M -$989K -12,353 -21%
BAMF
113
BI Asset Management Fondsmaeglerselskab
Denmark
$3.67M +$3.59M +44,815 New
Loomis, Sayles & Company
114
Loomis, Sayles & Company
Massachusetts
$3.65M +$890K +11,125 +33%
HSBC Holdings
115
HSBC Holdings
United Kingdom
$3.59M +$1.89M +23,588 +117%
TCM
116
Twin Capital Management
Pennsylvania
$3.47M -$340K -4,247 -9%
GC
117
Globeflex Capital
California
$3.46M -$120K -1,495 -3%
CAM
118
Congress Asset Management
Massachusetts
$3.4M -$334K -4,175 -9%
SEC
119
Seven Eight Capital
New York
$3.38M +$992K +12,400 +43%
HAI
120
Hennessy Advisors Inc
California
$3.17M -$80K -1,000 -3%
BPM
121
Bowling Portfolio Management
Ohio
$3.05M -$115K -1,442 -4%
UBS Group
122
UBS Group
Switzerland
$2.77M -$1.07M -13,432 -28%
VCM
123
Voleon Capital Management
California
$2.7M +$2.64M +33,000 New
HIS
124
Horizon Investment Services
Indiana
$2.67M +$1.92M +23,940 +276%
NEI
125
Northwest & Ethical Investments
Ontario, Canada
$2.54M -$243K -3,031 -9%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.