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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
NC
101
Northpointe Capital
Michigan
$4.23M +$320K +4,439 +8%
CCMG
102
Clark Capital Management Group
Pennsylvania
$4.04M +$1.31M +18,109 +45%
SCM
103
Stevens Capital Management
Pennsylvania
$3.77M +$1.25M +17,312 +47%
HSBC Holdings
104
HSBC Holdings
United Kingdom
$3.53M +$3.35M +46,429 +1,100%
BNP Paribas Asset Management
105
BNP Paribas Asset Management
France
$3.52M +$440K +6,103 +14%
AII
106
AGF Investments Inc
Ontario, Canada
$3.48M +$3.6M +50,000 New
HAI
107
Hennessy Advisors Inc
California
$3.32M -$267K -3,700 -7%
UBS Group
108
UBS Group
Switzerland
$3.27M +$1.5M +20,787 +80%
CAM
109
Congress Asset Management
Massachusetts
$3.18M -$55.1K -765 -2%
Citigroup
110
Citigroup
New York
$3.14M +$404K +5,602 +14%
TPCM
111
Three Peaks Capital Management
Colorado
$2.99M -$932K -12,938 -23%
GC
112
Globeflex Capital
California
$2.89M -$436K -6,048 -13%
SCM
113
Sterling Capital Management
North Carolina
$2.77M +$25.2K +350 +0.9%
JG
114
Jefferies Group
New York
$2.74M +$2.49M +34,605 +736%
Bank of Montreal
115
Bank of Montreal
Ontario, Canada
$2.66M -$15.1K -209 -0.5%
Voloridge Investment Management
116
Voloridge Investment Management
Florida
$2.65M +$2.74M +38,035 New
GHCM
117
Glen Harbor Capital Management
California
$2.64M -$2.98M -41,310 -52%
Susquehanna International Group
118
Susquehanna International Group
Pennsylvania
$2.61M +$2.27M +31,439 +517%
SAM
119
Sawgrass Asset Management
Florida
$2.46M +$815K +11,305 +47%
Treasurer of the State of North Carolina
120
Treasurer of the State of North Carolina
North Carolina
$2.43M +$63.5K +881 +3%
Loomis, Sayles & Company
121
Loomis, Sayles & Company
Massachusetts
$2.33M +$2.41M +33,437 New
ERSOT
122
Employees Retirement System of Texas
Texas
$2.23M
BPM
123
Bowling Portfolio Management
Ohio
$2.23M +$1.83M +25,331 +382%
EMG
124
ETF Managers Group
New Jersey
$2.22M -$203K -2,820 -8%
MCIM
125
Meadow Creek Investment Management
Georgia
$2.17M -$2.45M -34,020 -52%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.