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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
EAM
101
Eagle Asset Management
Florida
$3.21M -$217K -3,558 -6%
HAI
102
Hennessy Advisors Inc
California
$3.14M -$341K -5,600 -10%
EP
103
Elkfork Partners
Oregon
$3.13M -$716K -11,748 -19%
Man Group
104
Man Group
United Kingdom
$3.1M +$1.88M +30,793 +155%
GC
105
Globeflex Capital
California
$2.9M +$305K +5,001 +12%
IP
106
Interval Partners
New York
$2.85M +$1.85M +30,379 +187%
CAM
107
Congress Asset Management
Massachusetts
$2.83M +$120K +1,965 +4%
Deutsche Bank
108
Deutsche Bank
Germany
$2.69M -$41.1M -673,466 -94%
BNP Paribas Asset Management
109
BNP Paribas Asset Management
France
$2.66M -$1.6M -26,328 -37%
SSA
110
Schonfeld Strategic Advisors
New York
$2.6M +$1.39M +22,800 +116%
RCM
111
Riverhead Capital Management
Delaware
$2.51M -$581K -9,539 -19%
CCMG
112
Clark Capital Management Group
Pennsylvania
$2.44M -$1.86M -30,498 -43%
Citigroup
113
Citigroup
New York
$2.41M +$1.67M +27,392 +227%
SCM
114
Sterling Capital Management
North Carolina
$2.41M +$2.08M +34,100 +640%
Bank of Montreal
115
Bank of Montreal
Ontario, Canada
$2.35M -$315K -5,163 -12%
TAM
116
Tyers Asset Management
Texas
$2.28M -$521K -8,544 -19%
SCM
117
Stevens Capital Management
Pennsylvania
$2.25M -$1.47M -24,049 -40%
CIBC Asset Management
118
CIBC Asset Management
Ontario, Canada
$2.19M +$269K +4,405 +14%
EMG
119
ETF Managers Group
New Jersey
$2.12M -$417K -6,842 -16%
TI
120
Trexquant Investment
Connecticut
$2.1M +$970K +15,914 +86%
Treasurer of the State of North Carolina
121
Treasurer of the State of North Carolina
North Carolina
$2.08M -$24.3K -398 -1%
Connor, Clark & Lunn Investment Management (CC&L)
122
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.07M -$1.52M -24,950 -42%
ERSOT
123
Employees Retirement System of Texas
Texas
$1.96M
UBS Group
124
UBS Group
Switzerland
$1.59M +$306K +5,019 +24%
Comerica Bank
125
Comerica Bank
Texas
$1.57M +$4.33K +71 +0.3%

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.